0000913414-16-000081.txt : 20160401 0000913414-16-000081.hdr.sgml : 20160401 20160401172423 ACCESSION NUMBER: 0000913414-16-000081 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Institutional Trust Company, N.A. CENTRAL INDEX KEY: 0000913414 IRS NUMBER: 943112180 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01207 FILM NUMBER: 161548231 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4155972639 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS GLOBAL INVESTORS NA /CA/ DATE OF NAME CHANGE: 20000119 FORMER COMPANY: FORMER CONFORMED NAME: BZW BARCLAYS GLOBAL INVESTORS NA DATE OF NAME CHANGE: 19960311 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO INSTITUTIONAL TRUST CO DATE OF NAME CHANGE: 19960226 MA-A 1 primary_doc.xml MA-A 0000913414 XXXXXXXX Leyla Moradi 1-415-670-2939 leyla.moradi@blackrock.com j.j.andre@blackrock.com leyla.moradi@blackrock.com Jeanette.Smith@blackrock.com daphne.yeoh@blackrock.com carsten.otto@blackrock.com 12-31-2015 Y BlackRock Institutional Trust Company, N.A. 94-3112180 866-01432-00 867-01207 U.S. Office of the Comptroller of the Currency OCC Charter Number 22121 U.S. Commodity Futures Trading Commission NFA ID 279188 400 HOWARD STREET SAN FRANCISCO CA 94105 1-415-670-2000 Add Park Avenue Plaza 55 East 52nd Street New York NY 10055 1-212-810-5300 Add 60 State Street Boston MA 02109 1-617-357-1200 Add 100 Bellevue Parkway Wilmington DE 19809 1-302-797-2000 Add 2929 Arch Street 16th Floor Philadelphia PA 19104 1-215-349-9700 Add 601 Union Street Seattle WA 98101 1-206-613-6700 N 400 HOWARD STREET SAN FRANCISCO CA 94105 www.blackrock.com Add www.blackrockinstitutional.com Add www.blackrockdisclosures.com Add www.blackrockdocuments.com Gerald Philip Andre Jr.
400 Howard Street San Francisco CA 94105
1-415-670-2720 1-415-618-5781 j.j.andre@blackrock.com
Leyla NMN Moradi
400 Howard Street San Francisco CA 94105
1-415-670-2939 1-415-618-5816 leyla.moradi@blackrock.com
Add BlackRock, Inc. Park Avenue Plaza 55 East 52nd Street New York NY 10055 212-810-5300 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add BlackRock, Inc. 227 West Monroe Street Suite 2800 Chicago IL 60606 312-395-9300 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Iron Mountain 120 Clyde Road Somerset NJ 08873 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Iron Mountain 1800 Columbian Club Carrollton TX 75006 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Iron Mountain Oakland Recovery Center 1350 West Grand Ave Oakland CA 94607 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Financial Conduct Authority 409343 X0 Add Securities and Exchange Board of India INUSFA136706 K7 Add Fund Supervision Department, China Securities Regulatory Commission QF2011AMO117 F4 Add Capital Market Department, State Administration of Foreign Exchange F4 Add Australian Securities & Investments Commission 29 131 413 842 C3 BlackRock, Inc. Y Securities and Exchange Commission CIK#: 0001364742 BlackRock Holdco 2, Inc. N BlackRock Financial Management, Inc. Y Securities and Exchange Commission 801-48433 BlackRock Holdco 4, LLC N BlackRock Holdco 5, LLC N BlackRock Holdco 6, LLC N BlackRock Delaware Holdings Inc. N BlackRock Execution Services Y Securities and Exchange Commission 8-48719 BlackRock Institutional Services, Inc. N US National Banking Association / Trust Company December XX 04-02-1990 N 661 3 3 3 1 0 40 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Not Applicable Advice Investment Of Proceeds MS Advice Use Of MD Y Y Y Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Company Investment Adviser Commodity pool operator Commodity trading advisor Trust Company Insurance company or agency Pension consultant Sponsor or syndicator of limited partnerships 65 Amend Investment Adviser BlackRock Asset Management Schweiz AG BlackRock Asset Management Schweiz AG N Y Y Swiss Financial Market Supervisory Authority V8 Amend Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Advisors, LLC BlackRock Advisors, LLC N Y Y Securities and Exchange Board of India (SEBI) - granted authority as foreign institutional/portfolio investor INUSFD148207 K7 Amend Investment Adviser Pension consultant BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited N Y Y Financial Conduct Authority FRN 119186 X0 Financial Supervisory Service M5 China Securities Regulatory Commission (CSRC) RQF2014LDF062 F4 Securities and Exchange Board of India INUKFA000192 K7 Capital Market Authority (Saudi Arabia) T0 Amend Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Fund Advisors BlackRock Fund Advisors N Y Y Securities and Exchange Board of India (SEBI): granted authority as foreign institutional/portfolio investor INUSFP046615 K7 Capital Market Authority of Saudi Arabia T0 Amend Investment Adviser Pension consultant Sponsor or syndicator of limited partnerships BlackRock Realty Advisors, Inc. BlackRock Realty Advisors, Inc. N Y N Amend Broker-dealer municipal securities dealer or government securities broker or dealer BlackRock Execution Services BlackRock Execution Services Y N N Amend Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant BlackRock Capital Management, Inc. BlackRock Capital Management, Inc. N Y N Amend Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock Financial Management, Inc. BlackRock Financial Management, Inc. N Y Y Hong Kong Securities and Futures Commission K3 The Central Bank of Ireland L2 Amend Broker-dealer municipal securities dealer or government securities broker or dealer BlackRock Investments, LLC BlackRock Investments, LLC N Y N Amend Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock Investment Management, LLC BlackRock Investment Management, LLC N Y N Amend Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant BlackRock Investment Management (UK) Limited BlackRock Investment Management (UK) Limited N Y Y Financial Conduct Authority FRN 119293 X0 Securities and Exchange Board of India Foreign Portfolio Investor INUKFP248015 K7 Amend Investment Adviser BlackRock Investment Management (Korea) Limited BlackRock Investment Management (Korea) Limited N Y Y Korean Financial Services Commission 104-86-14926 M5 Amend Investment Adviser Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock International Limited BlackRock International Limited N Y Y Financial Conduct Authority 178638 X0 Korean Financial Services Commission M5 Amend Investment Adviser BlackRock Fund Managers Limited BlackRock Fund Managers Limited N Y Y Financial Conduct Authority 119292 X0 Amend Investment Adviser BlackRock Asset Management Canada Limited BlackRock Asset Management Canada Limited N Y Y Ontario Securities Commission 3900 A6 Financial Markets Authority 3900 A8 Alberta Securities Commission 3900 A0 British Columbia Securities Commission 3900 A1 Manitoba Securities Commission 3900 A2 Nova Scotia Securities Commission 3900 A5 Securities Commission of Newfoundland and Labrador 3900 A4 Financial and Consumer Affairs Authority 3900 A9 Financial and Consumer Services Commission 3900 A3 Superintendent of Securities, Department of Justice and Public Safety 3900 A7 Superintendent of Securities, Nunavut 3900 Z4 Superintendent of Securities, Northwest Territories 3900 Z4 Superintendent of Securities, Yukon Territory 3900 Z4 Amend Investment Adviser DSP BlackRock Investment Managers Private Limited DSP BlackRock Investment Managers Private Limited N Y Y Securities and Exchange Board of India approved by Securities and Exchange Board of India to act as asset management company to DSP BlackRock Mutual Fund - 036/9717 K7 Ministry of Corporate Affairs U74140MH1996PTC099483 K7 Reserve Bank of India K7 Amend Investment Adviser BlackRock Investment Management (Taiwan) Limited BlackRock Investment Management (Taiwan) Limited N Y Y Financial Supervisory Commission R.O.C. 2013 Gin-Guan-Tou-Hsin-Xin-Tze-026 F5 Amend Investment Adviser BlackRock Asset Management North Asia Limited BlackRock Asset Management North Asia Limited N Y Y Mandatory Provident Fund Schemes Authority IC000979 K3 China Securities Regulatory Commission QF-2012ASF194 and RQF-2014HKF051 F4 Securities and Exchange Board of India - FPI License INHKFP58614 K7 Securities & Futures Commission of Hong Kong AFF275 K3 Amend Investment Adviser BlackRock (Singapore) Limited BlackRock (Singapore) Limited N Y Y Monetary Authority of Singapore CMS000096-9 U0 Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI) INSGFP059275 K7 China Securities Regulatory Commission RQFII License F4 Korea Financial Services Commission M5 Amend Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Real estate broker or dealer BlackRock Japan Co., Ltd. BlackRock Japan Co., Ltd. N Y Y Financial Services Agency Kanto Local Financial Bureau No. 375 M0 Tokyo Metropolitan Government Governor of Tokyo (1) No. 95644 M0 Amend Investment Adviser BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited N Y Y Australian Securities and Investments Commission C3 Amend Investment Adviser BlackRock (Isle of Man) Limited BlackRock (Isle of Man) Limited N Y Y Isle of Man Financial Services Authority 1052 Y8 Amend Pension consultant BlackRock (Netherlands) B.V. BlackRock (Netherlands) B.V. N Y Y Netherlands Authority for the Financial Markets 12014230 P7 De Nederlandsche Bank (DNB, the Dutch Bank) P7 Amend Investment Adviser Insurance company or agency BlackRock Life Limited BlackRock Life Limited N Y Y Financial Conduct Authority X0 Prudential Regulatory Authority X0 Amend Investment Adviser PNMAC Capital Management, LLC PNMAC Capital Management, LLC N Y N Amend Investment Adviser BLACKROCK FUND MANAGEMENT COMPANY S.A. BLACKROCK FUND MANAGEMENT COMPANY S.A. N Y Y Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier) N4 Amend Investment Adviser BLACKROCK ASSET MANAGEMENT IRELAND LIMITED BLACKROCK ASSET MANAGEMENT IRELAND LIMITED N Y Y Central Bank of Ireland C21345 L2 Financial Conduct Authority X0 Amend Investment Adviser BLACKROCK (LUXEMBOURG) S.A. BLACKROCK (LUXEMBOURG) S.A. N Y Y Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier) N4 Amend Investment Adviser BlackRock Brasil Gestora de Investimentos Ltda. BlackRock Brasil Gestora de Investimentos Ltda. N Y Y Securities and Exchange Commission of Brazil 10.568/09 D5 Amend Commodity pool operator ISHARES DELAWARE TRUST SPONSOR LLC ISHARES DELAWARE TRUST SPONSOR LLC N Y N Delete Investment Company BlackRock Allocation Target Shares BlackRock Allocation Target Shares N Y N Delete Investment Company BlackRock Alternatives Allocation Master Portfolio LLC BlackRock Alternatives Allocation Master Portfolio LLC N Y N Delete Investment Company LifePath 2055 Portfolio LifePath 2055 Portfolio N Y N Delete Investment Company BlackRock LifePath 2045 Portfolio BlackRock LifePath 2045 Portfolio N Y N Add Investment Company BlackRock Multi-Manager Alternative Strategies Fund BlackRock Multi-Manager Alternative Strategies Fund N Y N Add Investment Company BlackRock CoRI 2023 Fund BlackRock CoRI 2023 Fund N Y N Amend Investment Company BlackRock CoRI 2021 Fund BlackRock CoRI 2021 Fund N Y N Add Investment Company BlackRock CoRI 2019 Fund BlackRock CoRI 2019 Fund N Y N Add Investment Company BlackRock CoRI 2017 Fund BlackRock CoRI 2017 Fund N Y N Add Investment Company BlackRock CoRI 2015 Fund BlackRock CoRI 2015 Fund N Y N Add Investment Company BlackRock Short Obligations Fund BlackRock Short Obligations Fund N Y N Delete Investment Company BlackRock Ultra-Short Obligations Fund BlackRock Ultra-Short Obligations Fund N Y N Add Investment Company BlackRock Emerging Market Allocation Portfolio BlackRock Emerging Market Allocation Portfolio N Y N Add Investment Company BlackRock Disciplined Small Cap Core Fund BlackRock Disciplined Small Cap Core Fund N Y N Add Investment Company BlackRock LifePath Active 2055 BlackRock LifePath Active 2055 N Y N Add Investment Company BlackRock Strategic Risk Allocation Fund BlackRock Strategic Risk Allocation Fund N Y N Delete Investment Company BlackRock LifePath Active 2045 BlackRock LifePath Active 2045 N Y N Delete Investment Company BlackRock LifePath Active 2035 BlackRock LifePath Active 2035 N Y N Delete Investment Company BlackRock Real Estate Securities Fund BlackRock Real Estate Securities Fund N Y N Delete Investment Company BlackRock Short-Term Treasury Fund BlackRock Short-Term Treasury Fund N Y N Delete Investment Company BlackRock Emerging Markets Dividend Fund BlackRock Emerging Markets Dividend Fund N Y N Delete Investment Company BlackRock iShares Dynamic Allocation V.I. Fund BlackRock iShares Dynamic Allocation V.I. Fund N Y N Delete Investment Company BlackRock iShares Equity Appreciation V.I. Fund BlackRock iShares Equity Appreciation V.I. Fund N Y N Delete Investment Company BlackRock GNMA Portfolio BlackRock GNMA Portfolio N Y N Delete Investment Company iShares MSCI EAFE Index ETF iShares MSCI EAFE Index ETF N Y N Delete Investment Company iShares iBonds Mar 2023 Corporate ex-Financials ETF iShares iBonds Mar 2023 Corporate ex-Financials ETF. N Y N Amend Investment Adviser BlackRock Asset Management UK Limited BlackRock Asset Management UK Limited N Y N Amend Investment Adviser BlackRock Europe Development Management Limited BlackRock Europe Development Management Limited N Y N Amend Investment Adviser BlackRock Property Asia Limited BlackRock Property Asia Limited N Y N Amend Investment Adviser BlackRock Property Consulting (Beijing) Co., Ltd. BlackRock Property Consulting (Beijing) Co., Ltd. N Y N Amend Investment Adviser BlackRock Property France SARL BlackRock Property France SARL N Y N Amend Investment Adviser BlackRock Property Malaysia Sdn. Bhd. BlackRock Property Malaysia Sdn. Bhd. N Y N Delete Investment Company BlackRock Dynamic High Income Portfolio BlackRock Dynamic High Income Portfolio N Y N Delete Investment Company iShares Russell 2000 ETF iShares Russell 2000 ETF N Y N Delete Investment Company BlackRock LifePath Active 2020 Portfolio BlackRock LifePath Active 2020 Portfolio N Y N Delete Investment Company BlackRock LifePath Active 2040 Portfolio BlackRock LifePath Active 2040 Portfolio N Y N Delete Investment Company BlackRock LifePath Active Retirement Portfolio BlackRock LifePath Active Retirement Portfolio N Y N Add Investment Company BlackRock Macro Themes Fund BlackRock Macro Themes Fund N Y N NewAdd Investment Adviser BlackRock (Channel Islands) Limited BlackRock (Channel Islands) Limited N Y Y Jersey Financial Services Commission 5719 Y9 NewAdd Investment Adviser BlackRock (Shanghai) Co., Ltd. BlackRock (Shanghai) Co., Ltd. N Y N NewAdd Sponsor or syndicator of limited partnerships BlackRock Asset Management International Inc. BlackRock Asset Management International Inc. N Y N NewAdd Investment Adviser BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd. BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd. N Y Y Shanghai Administration of Industry & Commerce Hu Jin Rong Ban (2015) No.210 F4 Asset Management Association of China P1028074 F4 NewAdd Trust Company DSP BlackRock Trustee Company Private Limited DSP BlackRock Trustee Company Private Limited N Y N NewAdd Investment Adviser Xulu, Inc. Xulu, Inc. N Y N NewAdd Investment Company BlackRock Alternative Capital Strategies Fund BlackRock Alternative Capital Strategies Fund N Y N NewAdd Investment Company BlackRock Developed Real Estate Index Fund BlackRock Developed Real Estate Index Fund N Y N NewAdd Investment Company BlackRock Impact U.S. Equity Fund BlackRock Impact U.S. Equity Fund N Y N NewAdd Investment Company BlackRock MSCI Asia ex Japan Index Fund BlackRock MSCI Asia ex Japan Index Fund N Y N NewAdd Investment Company BlackRock Small/Mid Cap Index Fund BlackRock Small/Mid Cap Index Fund N Y N NewAdd Investment Company BlackRock Total Stock Market Index Fund BlackRock Total Stock Market Index Fund N Y N NewAdd Investment Company iShares Core International Aggregate Bond ETF iShares Core International Aggregate Bond ETF N Y N NewAdd Investment Company iShares FactorSelect MSCI International ETF iShares FactorSelect MSCI International ETF N Y N NewAdd Investment Company iShares FactorSelect MSCI USA ETF iShares FactorSelect MSCI USA ETF N Y N NewAdd Investment Company iShares Short Maturity Municipal Bond ETF iShares Short Maturity Municipal Bond ETF N Y N NewAdd Investment Company iShares U.S. Fixed Income Balanced Risk ETF iShares U.S. Fixed Income Balanced Risk ETF N Y N N N N N N N Y Y Y N Y N N N BlackRock Inc. 0001364742 Schedule B Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV. Item 4.B Employees engaged in Municipal Advisory Activities - Some of the employees included in the count are employees of an affiliated BlackRock entity who have been made dual-hatted officers of the Applicant. Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs). Filings for these RICs are readily available on the SEC's website. To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing. Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company. N N N N Y Y N Y Y Y Y N Y Y N N N N N Y N N N N N Y BlackRock Delaware Holdings, Inc. N 27-1037825 Sole Shareholder of Applicant 12-01-2009 E Y Derek Neville Stein Chief Executive Officer, Director 12-01-2009 NA Y 004382888 Joseph NMN Feliciani Director 10-31-2011 NA Y 005773942 Anne Marie Petach Director 12-01-2009 NA Y 005569378 Jeffrey Craig Keil Director 06-28-2010 NA Y 002207040 Richard Michael Webb Director 06-28-2010 NA Y 002340571 Gerald Philip Andre Jr. Chief Compliance Officer 06-20-2012 NA Y Bradford Charles Lewis General Counsel and Secretary 03-31-2011 NA Y Murry Steven Gerber Director 12-09-2011 NA Y Andrew NMN Gidney Chief Operating Officer 03-19-2014 NA Y Marc David Comerchero Chief Financial Officer 09-09-2015 NA Y BlackRock Holdco 2, Inc. BlackRock, Inc. Y 32-0174431 Sole Shareholder 09-29-2006 E Y BlackRock Financial Management, Inc. BlackRock Holdco 2, Inc. N 68-0635711 Sole Shareholder 09-29-2006 E Y BlackRock Holdco 4, LLC Blackrock Financial Management, Inc. N Sole Member 10-21-1994 E Y 000107105 BlackRock Holdco 5, LLC BlackRock Holdco 4, LLC N 27-1438207 Sole Member 12-01-2009 E Y BlackRock Holdco 6, LLC BlackRock Holdco 5, LLC N 27-1438320 Sole Member of 100% Preferred Shares 12-01-2009 E Y BlackRock Delaware Holdings, Inc. BlackRock Holdco 6, LLC N 27-1438468 Sole Shareholder 12-01-2009 E Y Add BlackRock Delaware Holdings, Inc. N 27-1037825 Sole Shareholder of Applicant 12-01-2009 E Y Add Derek Neville Stein Chief Executive Officer, Director 12-01-2009 NA Y 004382888 Amend Joseph NMN Feliciani Director 10-31-2011 NA Y 005773942 Add Anne Marie Petach Director 12-01-2009 NA Y 005569378 Add Jeffrey Craig Keil Director 06-28-2010 NA Y 002207040 Add Richard Michael Webb Director 06-28-2010 NA Y 002340571 Add Gerald Philip Andre Jr. Chief Compliance Officer 06-20-2012 NA Y Add Bradford Charles Lewis General Counsel and Secretary 03-31-2011 NA Y Add Murry Steven Gerber Director 12-09-2011 NA Y Add Andrew NMN Gidney Chief Operating Officer 03-19-2014 NA Y Amend Marc David Comerchero Chief Financial Officer 09-09-2015 NA Y Add BlackRock Holdco 2, Inc. BlackRock, Inc. Y 32-0174431 Sole Shareholder 09-29-2006 E Y Add BlackRock Financial Management, Inc. BlackRock Holdco 2, Inc. N 68-0635711 Sole Shareholder 09-29-2006 E Y Add BlackRock Holdco 4, LLC Blackrock Financial Management, Inc. N Sole Member 10-21-1994 E Y 000107105 Add BlackRock Holdco 5, LLC BlackRock Holdco 4, LLC N 27-1438207 Sole Member 12-01-2009 E Y Add BlackRock Holdco 6, LLC BlackRock Holdco 5, LLC N 27-1438320 Sole Member of 100% Preferred Shares 12-01-2009 E Y Add BlackRock Delaware Holdings, Inc. BlackRock Holdco 6, LLC N 27-1438468 Sole Shareholder 12-01-2009 E Y 1 9-C1 9-C2 9-C4 9-C5 BlackRock Financial Management, Inc. Y 801-48433 BlackRock Financial Management, Inc. 000107105 38052 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 40701 1 9-C2 9-C4 9-C5 BlackRock Investment Management, LLC Y 801-56972 BlackRock Investment Management, LLC 000108928 26461 9-C5 BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40773 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 44326 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 41824 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 44785 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 41825 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 45861 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 42388 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 45863 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 43608 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40771 1 9-D2 9-D4 9-D5 BlackRock Investment Management (Taiwan) Limited N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 43113 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40772 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 45816 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 42081 1 9-D1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 46849 9-C2 9-C4 9-C5 BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 47590 1 9-D2 BLK, Inc. N BlackRock Financial Management, Inc. 000107105 47842 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 48982 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Advisors, LLC 000106614 73180 1 9-C2 9-C3 9-C4 9-C5 Bartholomew Angelo Battista N BlackRock Financial Management, Inc. 000107105 76180 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Financial Management, Inc. 000107105 76179 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Capital Management, Inc. 000108069 73179 2 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 114324 BlackRock, Inc. N BlackRock Financial Management, Inc. 000107105 114312 1 9-D2 BlackRock, Inc. N BlackRock Financial Management, Inc. 000107105 114310 Andrew Gidney Andrew Gidney Managing Director 03-30-2016 N N N N N Y Y Y N Y Y Y Y N N N N Y Y N