0000913414-16-000081.txt : 20160401
0000913414-16-000081.hdr.sgml : 20160401
20160401172423
ACCESSION NUMBER: 0000913414-16-000081
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160330
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Institutional Trust Company, N.A.
CENTRAL INDEX KEY: 0000913414
IRS NUMBER: 943112180
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01207
FILM NUMBER: 161548231
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4155972639
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: BARCLAYS GLOBAL INVESTORS NA /CA/
DATE OF NAME CHANGE: 20000119
FORMER COMPANY:
FORMER CONFORMED NAME: BZW BARCLAYS GLOBAL INVESTORS NA
DATE OF NAME CHANGE: 19960311
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO INSTITUTIONAL TRUST CO
DATE OF NAME CHANGE: 19960226
MA-A
1
primary_doc.xml
MA-A
0000913414
XXXXXXXX
Leyla Moradi
1-415-670-2939
leyla.moradi@blackrock.com
j.j.andre@blackrock.com
leyla.moradi@blackrock.com
Jeanette.Smith@blackrock.com
daphne.yeoh@blackrock.com
carsten.otto@blackrock.com
12-31-2015
Y
BlackRock Institutional Trust Company, N.A.
94-3112180
866-01432-00
867-01207
U.S. Office of the Comptroller of the Currency
OCC Charter Number 22121
U.S. Commodity Futures Trading Commission
NFA ID 279188
400 HOWARD STREET
SAN FRANCISCO
CA
94105
1-415-670-2000
Add
Park Avenue Plaza
55 East 52nd Street
New York
NY
10055
1-212-810-5300
Add
60 State Street
Boston
MA
02109
1-617-357-1200
Add
100 Bellevue Parkway
Wilmington
DE
19809
1-302-797-2000
Add
2929 Arch Street
16th Floor
Philadelphia
PA
19104
1-215-349-9700
Add
601 Union Street
Seattle
WA
98101
1-206-613-6700
N
400 HOWARD STREET
SAN FRANCISCO
CA
94105
www.blackrock.com
Add
www.blackrockinstitutional.com
Add
www.blackrockdisclosures.com
Add
www.blackrockdocuments.com
Gerald
Philip
Andre Jr.
400 Howard Street
San Francisco
CA
94105
1-415-670-2720
1-415-618-5781
j.j.andre@blackrock.com
Leyla
NMN
Moradi
400 Howard Street
San Francisco
CA
94105
1-415-670-2939
1-415-618-5816
leyla.moradi@blackrock.com
Add
BlackRock, Inc.
Park Avenue Plaza
55 East 52nd Street
New York
NY
10055
212-810-5300
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
BlackRock, Inc.
227 West Monroe Street
Suite 2800
Chicago
IL
60606
312-395-9300
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
120 Clyde Road
Somerset
NJ
08873
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
1800 Columbian Club
Carrollton
TX
75006
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
Oakland Recovery Center
1350 West Grand Ave
Oakland
CA
94607
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Financial Conduct Authority
409343
X0
Add
Securities and Exchange Board of India
INUSFA136706
K7
Add
Fund Supervision Department, China Securities Regulatory Commission
QF2011AMO117
F4
Add
Capital Market Department, State Administration of Foreign Exchange
F4
Add
Australian Securities & Investments Commission
29 131 413 842
C3
BlackRock, Inc.
Y
Securities and Exchange Commission
CIK#: 0001364742
BlackRock Holdco 2, Inc.
N
BlackRock Financial Management, Inc.
Y
Securities and Exchange Commission
801-48433
BlackRock Holdco 4, LLC
N
BlackRock Holdco 5, LLC
N
BlackRock Holdco 6, LLC
N
BlackRock Delaware Holdings Inc.
N
BlackRock Execution Services
Y
Securities and Exchange Commission
8-48719
BlackRock Institutional Services, Inc.
N
US National Banking Association / Trust Company
December
XX
04-02-1990
N
661
3
3
3
1
0
40
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Advice Use Of MD
Y
Y
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Investment Adviser
Commodity pool operator
Commodity trading advisor
Trust Company
Insurance company or agency
Pension consultant
Sponsor or syndicator of limited partnerships
65
Amend
Investment Adviser
BlackRock Asset Management Schweiz AG
BlackRock Asset Management Schweiz AG
N
Y
Y
Swiss Financial Market Supervisory Authority
V8
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Advisors, LLC
BlackRock Advisors, LLC
N
Y
Y
Securities and Exchange Board of India (SEBI) - granted authority as foreign institutional/portfolio investor
INUSFD148207
K7
Amend
Investment Adviser
Pension consultant
BlackRock Advisors (UK) Limited
BlackRock Advisors (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119186
X0
Financial Supervisory Service
M5
China Securities Regulatory Commission (CSRC)
RQF2014LDF062
F4
Securities and Exchange Board of India
INUKFA000192
K7
Capital Market Authority (Saudi Arabia)
T0
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Fund Advisors
BlackRock Fund Advisors
N
Y
Y
Securities and Exchange Board of India (SEBI): granted authority as foreign institutional/portfolio investor
INUSFP046615
K7
Capital Market Authority of Saudi Arabia
T0
Amend
Investment Adviser
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Realty Advisors, Inc.
BlackRock Realty Advisors, Inc.
N
Y
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Execution Services
BlackRock Execution Services
Y
N
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
BlackRock Capital Management, Inc.
BlackRock Capital Management, Inc.
N
Y
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Financial Management, Inc.
BlackRock Financial Management, Inc.
N
Y
Y
Hong Kong Securities and Futures Commission
K3
The Central Bank of Ireland
L2
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Investments, LLC
BlackRock Investments, LLC
N
Y
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Investment Management, LLC
BlackRock Investment Management, LLC
N
Y
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
BlackRock Investment Management (UK) Limited
BlackRock Investment Management (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119293
X0
Securities and Exchange Board of India Foreign Portfolio Investor
INUKFP248015
K7
Amend
Investment Adviser
BlackRock Investment Management (Korea) Limited
BlackRock Investment Management (Korea) Limited
N
Y
Y
Korean Financial Services Commission
104-86-14926
M5
Amend
Investment Adviser
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock International Limited
BlackRock International Limited
N
Y
Y
Financial Conduct Authority
178638
X0
Korean Financial Services Commission
M5
Amend
Investment Adviser
BlackRock Fund Managers Limited
BlackRock Fund Managers Limited
N
Y
Y
Financial Conduct Authority
119292
X0
Amend
Investment Adviser
BlackRock Asset Management Canada Limited
BlackRock Asset Management Canada Limited
N
Y
Y
Ontario Securities Commission
3900
A6
Financial Markets Authority
3900
A8
Alberta Securities Commission
3900
A0
British Columbia Securities Commission
3900
A1
Manitoba Securities Commission
3900
A2
Nova Scotia Securities Commission
3900
A5
Securities Commission of Newfoundland and Labrador
3900
A4
Financial and Consumer Affairs Authority
3900
A9
Financial and Consumer Services Commission
3900
A3
Superintendent of Securities, Department of Justice and Public Safety
3900
A7
Superintendent of Securities, Nunavut
3900
Z4
Superintendent of Securities, Northwest Territories
3900
Z4
Superintendent of Securities, Yukon Territory
3900
Z4
Amend
Investment Adviser
DSP BlackRock Investment Managers Private Limited
DSP BlackRock Investment Managers Private Limited
N
Y
Y
Securities and Exchange Board of India
approved by Securities and Exchange Board of India to act as asset management company to DSP BlackRock Mutual Fund - 036/9717
K7
Ministry of Corporate Affairs
U74140MH1996PTC099483
K7
Reserve Bank of India
K7
Amend
Investment Adviser
BlackRock Investment Management (Taiwan) Limited
BlackRock Investment Management (Taiwan) Limited
N
Y
Y
Financial Supervisory Commission R.O.C.
2013 Gin-Guan-Tou-Hsin-Xin-Tze-026
F5
Amend
Investment Adviser
BlackRock Asset Management North Asia Limited
BlackRock Asset Management North Asia Limited
N
Y
Y
Mandatory Provident Fund Schemes Authority
IC000979
K3
China Securities Regulatory Commission
QF-2012ASF194 and RQF-2014HKF051
F4
Securities and Exchange Board of India - FPI License
INHKFP58614
K7
Securities & Futures Commission of Hong Kong
AFF275
K3
Amend
Investment Adviser
BlackRock (Singapore) Limited
BlackRock (Singapore) Limited
N
Y
Y
Monetary Authority of Singapore
CMS000096-9
U0
Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI)
INSGFP059275
K7
China Securities Regulatory Commission
RQFII License
F4
Korea Financial Services Commission
M5
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Real estate broker or dealer
BlackRock Japan Co., Ltd.
BlackRock Japan Co., Ltd.
N
Y
Y
Financial Services Agency
Kanto Local Financial Bureau No. 375
M0
Tokyo Metropolitan Government
Governor of Tokyo (1) No. 95644
M0
Amend
Investment Adviser
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
N
Y
Y
Australian Securities and Investments Commission
C3
Amend
Investment Adviser
BlackRock (Isle of Man) Limited
BlackRock (Isle of Man) Limited
N
Y
Y
Isle of Man Financial Services Authority
1052
Y8
Amend
Pension consultant
BlackRock (Netherlands) B.V.
BlackRock (Netherlands) B.V.
N
Y
Y
Netherlands Authority for the Financial Markets
12014230
P7
De Nederlandsche Bank (DNB, the Dutch Bank)
P7
Amend
Investment Adviser
Insurance company or agency
BlackRock Life Limited
BlackRock Life Limited
N
Y
Y
Financial Conduct Authority
X0
Prudential Regulatory Authority
X0
Amend
Investment Adviser
PNMAC Capital Management, LLC
PNMAC Capital Management, LLC
N
Y
N
Amend
Investment Adviser
BLACKROCK FUND MANAGEMENT COMPANY S.A.
BLACKROCK FUND MANAGEMENT COMPANY S.A.
N
Y
Y
Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
N4
Amend
Investment Adviser
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
N
Y
Y
Central Bank of Ireland
C21345
L2
Financial Conduct Authority
X0
Amend
Investment Adviser
BLACKROCK (LUXEMBOURG) S.A.
BLACKROCK (LUXEMBOURG) S.A.
N
Y
Y
Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
N4
Amend
Investment Adviser
BlackRock Brasil Gestora de Investimentos Ltda.
BlackRock Brasil Gestora de Investimentos Ltda.
N
Y
Y
Securities and Exchange Commission of Brazil
10.568/09
D5
Amend
Commodity pool operator
ISHARES DELAWARE TRUST SPONSOR LLC
ISHARES DELAWARE TRUST SPONSOR LLC
N
Y
N
Delete
Investment Company
BlackRock Allocation Target Shares
BlackRock Allocation Target Shares
N
Y
N
Delete
Investment Company
BlackRock Alternatives Allocation Master Portfolio LLC
BlackRock Alternatives Allocation Master Portfolio LLC
N
Y
N
Delete
Investment Company
LifePath 2055 Portfolio
LifePath 2055 Portfolio
N
Y
N
Delete
Investment Company
BlackRock LifePath 2045 Portfolio
BlackRock LifePath 2045 Portfolio
N
Y
N
Add
Investment Company
BlackRock Multi-Manager Alternative Strategies Fund
BlackRock Multi-Manager Alternative Strategies Fund
N
Y
N
Add
Investment Company
BlackRock CoRI 2023 Fund
BlackRock CoRI 2023 Fund
N
Y
N
Amend
Investment Company
BlackRock CoRI 2021 Fund
BlackRock CoRI 2021 Fund
N
Y
N
Add
Investment Company
BlackRock CoRI 2019 Fund
BlackRock CoRI 2019 Fund
N
Y
N
Add
Investment Company
BlackRock CoRI 2017 Fund
BlackRock CoRI 2017 Fund
N
Y
N
Add
Investment Company
BlackRock CoRI 2015 Fund
BlackRock CoRI 2015 Fund
N
Y
N
Add
Investment Company
BlackRock Short Obligations Fund
BlackRock Short Obligations Fund
N
Y
N
Delete
Investment Company
BlackRock Ultra-Short Obligations Fund
BlackRock Ultra-Short Obligations Fund
N
Y
N
Add
Investment Company
BlackRock Emerging Market Allocation Portfolio
BlackRock Emerging Market Allocation Portfolio
N
Y
N
Add
Investment Company
BlackRock Disciplined Small Cap Core Fund
BlackRock Disciplined Small Cap Core Fund
N
Y
N
Add
Investment Company
BlackRock LifePath Active 2055
BlackRock LifePath Active 2055
N
Y
N
Add
Investment Company
BlackRock Strategic Risk Allocation Fund
BlackRock Strategic Risk Allocation Fund
N
Y
N
Delete
Investment Company
BlackRock LifePath Active 2045
BlackRock LifePath Active 2045
N
Y
N
Delete
Investment Company
BlackRock LifePath Active 2035
BlackRock LifePath Active 2035
N
Y
N
Delete
Investment Company
BlackRock Real Estate Securities Fund
BlackRock Real Estate Securities Fund
N
Y
N
Delete
Investment Company
BlackRock Short-Term Treasury Fund
BlackRock Short-Term Treasury Fund
N
Y
N
Delete
Investment Company
BlackRock Emerging Markets Dividend Fund
BlackRock Emerging Markets Dividend Fund
N
Y
N
Delete
Investment Company
BlackRock iShares Dynamic Allocation V.I. Fund
BlackRock iShares Dynamic Allocation V.I. Fund
N
Y
N
Delete
Investment Company
BlackRock iShares Equity Appreciation V.I. Fund
BlackRock iShares Equity Appreciation V.I. Fund
N
Y
N
Delete
Investment Company
BlackRock GNMA Portfolio
BlackRock GNMA Portfolio
N
Y
N
Delete
Investment Company
iShares MSCI EAFE Index ETF
iShares MSCI EAFE Index ETF
N
Y
N
Delete
Investment Company
iShares iBonds Mar 2023 Corporate ex-Financials ETF
iShares iBonds Mar 2023 Corporate ex-Financials ETF.
N
Y
N
Amend
Investment Adviser
BlackRock Asset Management UK Limited
BlackRock Asset Management UK Limited
N
Y
N
Amend
Investment Adviser
BlackRock Europe Development Management Limited
BlackRock Europe Development Management Limited
N
Y
N
Amend
Investment Adviser
BlackRock Property Asia Limited
BlackRock Property Asia Limited
N
Y
N
Amend
Investment Adviser
BlackRock Property Consulting (Beijing) Co., Ltd.
BlackRock Property Consulting (Beijing) Co., Ltd.
N
Y
N
Amend
Investment Adviser
BlackRock Property France SARL
BlackRock Property France SARL
N
Y
N
Amend
Investment Adviser
BlackRock Property Malaysia Sdn. Bhd.
BlackRock Property Malaysia Sdn. Bhd.
N
Y
N
Delete
Investment Company
BlackRock Dynamic High Income Portfolio
BlackRock Dynamic High Income Portfolio
N
Y
N
Delete
Investment Company
iShares Russell 2000 ETF
iShares Russell 2000 ETF
N
Y
N
Delete
Investment Company
BlackRock LifePath Active 2020 Portfolio
BlackRock LifePath Active 2020 Portfolio
N
Y
N
Delete
Investment Company
BlackRock LifePath Active 2040 Portfolio
BlackRock LifePath Active 2040 Portfolio
N
Y
N
Delete
Investment Company
BlackRock LifePath Active Retirement Portfolio
BlackRock LifePath Active Retirement Portfolio
N
Y
N
Add
Investment Company
BlackRock Macro Themes Fund
BlackRock Macro Themes Fund
N
Y
N
NewAdd
Investment Adviser
BlackRock (Channel Islands) Limited
BlackRock (Channel Islands) Limited
N
Y
Y
Jersey Financial Services Commission
5719
Y9
NewAdd
Investment Adviser
BlackRock (Shanghai) Co., Ltd.
BlackRock (Shanghai) Co., Ltd.
N
Y
N
NewAdd
Sponsor or syndicator of limited partnerships
BlackRock Asset Management International Inc.
BlackRock Asset Management International Inc.
N
Y
N
NewAdd
Investment Adviser
BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd.
BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd.
N
Y
Y
Shanghai Administration of Industry & Commerce
Hu Jin Rong Ban (2015) No.210
F4
Asset Management Association of China
P1028074
F4
NewAdd
Trust Company
DSP BlackRock Trustee Company Private Limited
DSP BlackRock Trustee Company Private Limited
N
Y
N
NewAdd
Investment Adviser
Xulu, Inc.
Xulu, Inc.
N
Y
N
NewAdd
Investment Company
BlackRock Alternative Capital Strategies Fund
BlackRock Alternative Capital Strategies Fund
N
Y
N
NewAdd
Investment Company
BlackRock Developed Real Estate Index Fund
BlackRock Developed Real Estate Index Fund
N
Y
N
NewAdd
Investment Company
BlackRock Impact U.S. Equity Fund
BlackRock Impact U.S. Equity Fund
N
Y
N
NewAdd
Investment Company
BlackRock MSCI Asia ex Japan Index Fund
BlackRock MSCI Asia ex Japan Index Fund
N
Y
N
NewAdd
Investment Company
BlackRock Small/Mid Cap Index Fund
BlackRock Small/Mid Cap Index Fund
N
Y
N
NewAdd
Investment Company
BlackRock Total Stock Market Index Fund
BlackRock Total Stock Market Index Fund
N
Y
N
NewAdd
Investment Company
iShares Core International Aggregate Bond ETF
iShares Core International Aggregate Bond ETF
N
Y
N
NewAdd
Investment Company
iShares FactorSelect MSCI International ETF
iShares FactorSelect MSCI International ETF
N
Y
N
NewAdd
Investment Company
iShares FactorSelect MSCI USA ETF
iShares FactorSelect MSCI USA ETF
N
Y
N
NewAdd
Investment Company
iShares Short Maturity Municipal Bond ETF
iShares Short Maturity Municipal Bond ETF
N
Y
N
NewAdd
Investment Company
iShares U.S. Fixed Income Balanced Risk ETF
iShares U.S. Fixed Income Balanced Risk ETF
N
Y
N
N
N
N
N
N
N
Y
Y
Y
N
Y
N
N
N
BlackRock Inc.
0001364742
Schedule B
Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV.
Item 4.B Employees engaged in Municipal Advisory Activities - Some of the employees included in the count are employees of an affiliated BlackRock entity who have been made dual-hatted officers of the Applicant.
Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs). Filings for these RICs are readily available on the SEC's website. To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing.
Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company.
N
N
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
N
N
N
N
N
Y
N
N
N
N
N
Y
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
004382888
Joseph
NMN
Feliciani
Director
10-31-2011
NA
Y
005773942
Anne
Marie
Petach
Director
12-01-2009
NA
Y
005569378
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
002207040
Richard
Michael
Webb
Director
06-28-2010
NA
Y
002340571
Gerald
Philip
Andre Jr.
Chief Compliance Officer
06-20-2012
NA
Y
Bradford
Charles
Lewis
General Counsel and Secretary
03-31-2011
NA
Y
Murry
Steven
Gerber
Director
12-09-2011
NA
Y
Andrew
NMN
Gidney
Chief Operating Officer
03-19-2014
NA
Y
Marc
David
Comerchero
Chief Financial Officer
09-09-2015
NA
Y
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
000107105
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
Add
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Add
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
004382888
Amend
Joseph
NMN
Feliciani
Director
10-31-2011
NA
Y
005773942
Add
Anne
Marie
Petach
Director
12-01-2009
NA
Y
005569378
Add
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
002207040
Add
Richard
Michael
Webb
Director
06-28-2010
NA
Y
002340571
Add
Gerald
Philip
Andre Jr.
Chief Compliance Officer
06-20-2012
NA
Y
Add
Bradford
Charles
Lewis
General Counsel and Secretary
03-31-2011
NA
Y
Add
Murry
Steven
Gerber
Director
12-09-2011
NA
Y
Add
Andrew
NMN
Gidney
Chief Operating Officer
03-19-2014
NA
Y
Amend
Marc
David
Comerchero
Chief Financial Officer
09-09-2015
NA
Y
Add
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
Add
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
Add
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
000107105
Add
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
Add
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
Add
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
1
9-C1
9-C2
9-C4
9-C5
BlackRock Financial Management, Inc.
Y
801-48433
BlackRock Financial Management, Inc.
000107105
38052
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
40701
1
9-C2
9-C4
9-C5
BlackRock Investment Management, LLC
Y
801-56972
BlackRock Investment Management, LLC
000108928
26461
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40773
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
44326
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
41824
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
44785
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
41825
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
45861
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
42388
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
45863
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
43608
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40771
1
9-D2
9-D4
9-D5
BlackRock Investment Management (Taiwan) Limited
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
43113
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40772
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
45816
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
42081
1
9-D1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
46849
9-C2
9-C4
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
47590
1
9-D2
BLK, Inc.
N
BlackRock Financial Management, Inc.
000107105
47842
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
48982
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Advisors, LLC
000106614
73180
1
9-C2
9-C3
9-C4
9-C5
Bartholomew
Angelo
Battista
N
BlackRock Financial Management, Inc.
000107105
76180
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Financial Management, Inc.
000107105
76179
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Capital Management, Inc.
000108069
73179
2
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
114324
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
000107105
114312
1
9-D2
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
000107105
114310
Andrew Gidney
Andrew Gidney
Managing Director
03-30-2016
N
N
N
N
N
Y
Y
Y
N
Y
Y
Y
Y
N
N
N
N
Y
Y
N