-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuHKde4aZt2EwrBD1L497WhABNNsAKuo0zqVz0gPWvj2IEIi7fuPA3MrTrWIkM1L 8Z2Y44+axBpJQR6X15FC7g== 0000913364-01-000001.txt : 20010122 0000913364-01-000001.hdr.sgml : 20010122 ACCESSION NUMBER: 0000913364-01-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ABC NACO INC CENTRAL INDEX KEY: 0000913364 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 363498749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-22906 FILM NUMBER: 1502257 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD STREET 2: SUITE 502 CITY: DOWNES GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 3123224614 MAIL ADDRESS: STREET 1: 200 S MICHIGAN AVE STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: ABC RAIL PRODUCTS CORP DATE OF NAME CHANGE: 19931014 COMPANY DATA: COMPANY CONFORMED NAME: SEHER JOSEPH A CENTRAL INDEX KEY: 0001079335 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ABC NACO INC STREET 2: 2001 BUTTERFIELD RD STE 502 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 6308521300 MAIL ADDRESS: STREET 1: ABC NACO INC STREET 2: 2001 BUTTERFIELD RD STE 502 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. 1. Name and Address of Reporting Person Seher, Joseph A. 2001 Butterfield Road Suite 502 Downers Grove, IL 60515 2. Issuer Name and Ticker or Trading Symbol ABC-NACO Inc. (ABCR) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 12/2000 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman and CEO 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 12/01/2000 P 200 A $7.312500 D Common Stock 12/07/2000 P 200 A $7.062500 D Common Stock 12/07/2000 P 200 A $7.000000 D Common Stock 12/08/2000 P 100 A $7.000000 D Common Stock 12/08/2000 P 700 A $6.968700 D Common Stock 12/11/2000 P 100 A $7.218700 D Common Stock 12/11/2000 P 400 A $7.125000 D Common Stock 12/12/2000 P 200 A $6.687500 D Common Stock 12/12/2000 P 300 A $7.218700 D Common Stock 12/13/2000 P 200 A $6.875000 D Common Stock 12/14/2000 P 900 A $6.812500 D Common Stock 12/15/2000 P 1900 A $6.875000 D Common Stock 12/15/2000 P 800 A $6.937500 D Common Stock 12/15/2000 P 300 A $6.812500 D Common Stock 12/15/2000 P 1500 A $7.000000 D Common Stock 12/15/2000 P 600 A $7.062500 D Common Stock 12/15/2000 P 1800 A $7.125000 D Common Stock 12/15/2000 P 600 A $7.187500 2539757 D
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Joseph A. Seher DATE 01/05/2001 -----END PRIVACY-ENHANCED MESSAGE-----