0001437749-17-020798.txt : 20171215
0001437749-17-020798.hdr.sgml : 20171215
20171215182908
ACCESSION NUMBER: 0001437749-17-020798
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROBERT O
CENTRAL INDEX KEY: 0000091335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 171260070
MAIL ADDRESS:
STREET 1: DIGITAL POWER CORPORATION
STREET 2: 41920 CHRISTY STREET
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIGITAL POWER CORP
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 48430 LAKEVIEW BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 5106572635
MAIL ADDRESS:
STREET 1: 48430 LAKEVIEW BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-05-30
0000896493
DIGITAL POWER CORP
DPW
0000091335
SMITH ROBERT O
48430 LAKEVIEW BLVD.
FREMONT
CA
94538-6532
1
Series C Preferred Stock
0.60
2017-05-30
4
A
0
10833
A
2017-05-30
Common Stock
43332
260832
D
Warrants
1
2017-05-30
4
A
0
43333
A
2017-12-01
2022-05-30
Common Stock
43333
304164
D
On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock.
/s/ Robert O. Smith
2017-12-15