0001437749-17-020798.txt : 20171215 0001437749-17-020798.hdr.sgml : 20171215 20171215182908 ACCESSION NUMBER: 0001437749-17-020798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT O CENTRAL INDEX KEY: 0000091335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 171260070 MAIL ADDRESS: STREET 1: DIGITAL POWER CORPORATION STREET 2: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 48430 LAKEVIEW BLVD. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 48430 LAKEVIEW BLVD. CITY: FREMONT STATE: CA ZIP: 94538 4 1 rdgdoc.xml FORM 4 X0306 4 2017-05-30 0000896493 DIGITAL POWER CORP DPW 0000091335 SMITH ROBERT O 48430 LAKEVIEW BLVD. FREMONT CA 94538-6532 1 Series C Preferred Stock 0.60 2017-05-30 4 A 0 10833 A 2017-05-30 Common Stock 43332 260832 D Warrants 1 2017-05-30 4 A 0 43333 A 2017-12-01 2022-05-30 Common Stock 43333 304164 D On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock. /s/ Robert O. Smith 2017-12-15