0001214659-21-011978.txt : 20211117 0001214659-21-011978.hdr.sgml : 20211117 20211117170113 ACCESSION NUMBER: 0001214659-21-011978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT O CENTRAL INDEX KEY: 0000091335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 211421352 MAIL ADDRESS: STREET 1: DIGITAL POWER CORPORATION STREET 2: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ault Global Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 BUSINESS PHONE: (949) 444-5464 3679 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 FORMER COMPANY: FORMER CONFORMED NAME: DPW Holdings, Inc. DATE OF NAME CHANGE: 20171229 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4 1 marketforms-54264.xml PRIMARY DOCUMENT X0306 4 2021-11-15 0000896493 Ault Global Holdings, Inc. DPW 0000091335 SMITH ROBERT O 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 true false false false Common Stock 2021-11-15 4 M false 50000 0 A 80000 D Restricted Stock Grant 2021-11-15 4 M false 50000 0 D 2021-11-15 Common Stock 50000 0 D Restricted Stock Grant 2023-11-15 Common Stock 50000 50000 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. On January 8, 2021, Mr. Smith was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. /s/ Robert O. Smith 2021-11-17