-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVMJMlkuBdKfRo8zeoNbieBKmNglj0tda0+YVaj2SfYCmQnbwz5kJu004ArlNIkC bCQWucHLLwoJzmne124wzw== 0001001277-98-000096.txt : 19980910 0001001277-98-000096.hdr.sgml : 19980910 ACCESSION NUMBER: 0001001277-98-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19980909 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12711 FILM NUMBER: 98705883 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 COMPANY DATA: COMPANY CONFORMED NAME: SMITH ROBERT O CENTRAL INDEX KEY: 0000091335 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 4 1 FORM 4 - ROBERT O. SMITH U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses)
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person to SMITH, ROBERT O. DIGITAL POWER CORPORATION (AMEX:DPW) Issuer (Check all applicable) - ---------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. Statement for 4. If Amendment, X Director 10% Owner Month/Year Date of Original --- --- 41920 CHRISTY STREET (Month/Year) X Officer Other - -------------------------------- --- (give (specify (Street) title below) FREMONT CA 94539-3158 8/98 below) - -------------------------------- CHIEF EXECUTIVE OFFICER (City) (State) (Zip) ------------------------------------ 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by one Reporting --- Person Form filed by More than One --- Reporting Person
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of 2. Transaction 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature Security Date action or Disposed of (D) Securities ship of In- (Instr. 3) (Mo./Day/Yr.) Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at End Direct (D) Beneficial (Month/Day/ of Month or In- Ownership Year) --------------------------------------- (Instr. 3 direct (I) (Instr. 4) Code V Amount (A) or (D) Price COMMON STOCK 8/21/98 P 1,000 A $2-5/8 COMMON STOCK 8/24/98 P 1,000 A $2-5/16 COMMON STOCK 8/24/98 P 500 A $3 2,500 D
REMINDER: REPORT ON A SEPARATE LINE FOR EACH CLASS OF SECURITIES BENEFICIALLY OWNED DIRECTLY OR INDIRECTLY. *IF THE FORM IS FILED BY MORE THAN ONE REPORTING PERSON, SEE Instruction 4(b)(v). 2 FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED E.G., puts, calls, warrants, options, convertible securities)
1. Title 2. Conver 3. Trans- 4. Trans- 5. Number of 6. Date Ex- 7. Title and 8. Price 9. Number 10. Owner- 11. Na- of sion or action action Derivative ercisable Amount of of De- of Der- ship ture Deri- Exercise Date Code Securities and Expir- Underlying rivative ivative Form of of vative Price of (Month/ (Instr. Acquired ation Date Securities Security surities Deriva- Indi- Secur- Deriva- Day/Year) 8) (A) or Dis- (Month/ (Instr. 3 (Instr.5) Benefi- tive rect ity tive Se- posed of (D) Day/Year) & 4) cially Security: Bene- (Instr. curity (Instr. 3, 4 Owned at Direct fi- 3) and 5) End of (D) or cial Month Indirect Owner- (Instr.4) (I) ship (Instr. (Instr. 4) 4) Code V (A) (D) Date Expir- Exer- ation cisable Date
Explanation of Responses: ROBERT O. SMITH 9/4/98 **Intentional misstatements or omissions of facts ---------------- ------ constitute Federal Criminal Violations. **Signature of Date SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Reporting Person Robert O. Smith Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----