-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DlgkBGcIPbFRzFF/O6TSbue5LsPlQEOco0JIt+17R7tDO6nR6QV1RAMzqNC+1Pj7 s4ILTJFPQWTq2xPwXWyicg== 0000950005-98-000577.txt : 19980630 0000950005-98-000577.hdr.sgml : 19980630 ACCESSION NUMBER: 0000950005-98-000577 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980328 FILED AS OF DATE: 19980629 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE SEMICONDUCTOR CORP/DE/ CENTRAL INDEX KEY: 0000913293 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057842 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 000-22594 FILM NUMBER: 98656886 BUSINESS ADDRESS: STREET 1: 3099 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134-2008 BUSINESS PHONE: 4083834900 10-K/A 1 FORM 10-K/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- FORM 10-K/A FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED, EFFECTIVE OCTOBER 7, 1996] For the fiscal year ended March 28, 1998 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the transition period from __________ to __________ Commission file number: 0-22594 ALLIANCE SEMICONDUCTOR CORPORATION (Exact name of Registrant as specified in its charter) Delaware 77-0057842 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 3099 North First Street, San Jose, California 95134 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (408) 383-4900 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.01 (Title of class) Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes _X_ No __ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained in this form, and no disclosure will be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K/A or any amendment of this Form 10-K/A. [ ] The aggregate market value of Registrant's Common Stock held by non-affiliates of Registrant as of June 18, 1998 was approximately $144.9 million based on the closing sale price of such stock on the Nasdaq National Market. APPLICABLE ONLY TO REGISTRANTS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS: Indicate by check mark whether the registrant has filed all documents and reports required to be filed under Section 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by the court. Yes _X_ No ___ As of June 18, 1998, there were 41,389,842 shares of Registrant's Common Stock outstanding. DOCUMENTS INCORPORATED BY REFERENCE No documents are incorporated by reference into this Form 10-K/A. As indicated on Registrant's Annual Report on Form 10-K for the fiscal year ended March 28, 1998, that was filed by Registrant with the Securities and Exchange Commission on June 26, 1998 (the "Form 10-K"), Registrant's Proxy Statement (as defined in the Form 10-K) is incorporated by reference into the Form 10-K. The undersigned Registrant hereby amends the Annual Report on Form 10-K for the fiscal year ended March 28, 1998, that was filed by Registrant with the Securities and Exchange Commission on June 26, 1998, as set forth below: 1. Amend Exhibit 27.01 (Financial Data Schedule). SIGNATURES In accordance with Section 13 or 15(d) of the Exchange Act, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ALLIANCE SEMICONDUCTOR CORPORATION By: /s/ N. DAMODAR REDDY Date: June 29, 1998 --------------------------------- N. Damodar Reddy, Chairman of the Board, Chief Executive Officer and President Pursuant to requirements of the Securities Exchange Act of 1934, this report has been signed below on behalf of the Registrant and in the capacities and on the dates indicated.
Name Title Date - ---- ----- ---- Principal Executive Officer: /s/ N. DAMODAR REDDY Chairman of the Board, Chief June 29, 1998 - -------------------------------------- Executive Officer and President N. Damodar Reddy Principal Financial Officer and Principal Accounting Officer: /s/ N. DAMODAR REDDY Chief Financial Officer June 29, 1998 - -------------------------------------- N. Damodar Reddy Directors: /s/ SANFORD L. KANE Director June 29, 1998 - -------------------------------------- Sanford L. Kane /s/ JON B. MINNIS Director June 29, 1998 - -------------------------------------- Jon B. Minnis /s/ C.N. REDDY Director June 29, 1998 - -------------------------------------- C. N. Reddy /s/ N.DAMODAR REDDY Director June 29, 1998 - -------------------------------------- N. Damodar Reddy
EX-27 2 AMENDED FINANCIAL DATA SCHEDULE
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM REGISTRANT'S CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED MARCH 28, 1998 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS, INCLUDING THE NOTES THERETO. 1,000 12-MOS MAR-28-1998 MAR-30-1997 MAR-28-1998 3,010 6,512 17,726 2,010 32,375 84,827 20,193 9,070 248,265 44,948 1,276 0 0 404 201,637 248,265 118,400 118,400 117,400 117,400 15,254 0 0 (32,633) (11,421) (21,212) 0 0 0 (5,737) (0.15) (0.15)
-----END PRIVACY-ENHANCED MESSAGE-----