0000913293-01-500048.txt : 20011008
0000913293-01-500048.hdr.sgml : 20011008
ACCESSION NUMBER: 0000913293-01-500048
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010907
FILED AS OF DATE: 20010917
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE SEMICONDUCTOR CORP /DE/
CENTRAL INDEX KEY: 0000913293
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770057842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22594
FILM NUMBER: 1738975
BUSINESS ADDRESS:
STREET 1: 3099 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134-2006
BUSINESS PHONE: 4083834900
MAIL ADDRESS:
STREET 1: 3099 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE SEMICONDUCTOR CORP /DE/
CENTRAL INDEX KEY: 0000913293
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
OFFICER
IRS NUMBER: 770057842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
BUSINESS ADDRESS:
STREET 1: 3099 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134-2006
BUSINESS PHONE: 4083834900
MAIL ADDRESS:
STREET 1: 3099 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
3
1
poteet3.txt
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
________________________________________________________________________________
1. Name and Address of Reporting Person*
Poteet, Ken
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(Last) (First) (Middle)
c/o Alliance Seminconductor Corporation, 2575 Augustine Drive
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(Street)
Santa Clara, CA 95054
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(City) (State) (Zip)
________________________________________________________________________________
2. Date of Event Requiring Statement (Month/Day/Year)
September 7, 2001
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Issuer Name and Ticker or Trading Symbol
Alliance Semiconductor Corporation (ALSC)
________________________________________________________________________________
5. Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [ ] 10% Owner
[X] Officer (give title below) [ ] Other (specify below)
Vice President and General Manager of DRAM Division
________________________________________________________________________________
6. If Amendment, Date of Original (Month/Day/Year)
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[ ] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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Common Stock 64,465 D
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* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print of Type Responses)
(Over)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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Employee Stock Option
(right to buy) 3/26/00(1) 3/26/05 Common Stock 125,000 $2.91 D
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Employee Stock Option
(right to buy) 4/12/02(2) 4/12/07 Common Stock 16,927 $11.84 D
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Employee Stock Option
(right to buy) 4/12/02(2) 4/12/07 Common Stock 8,073 $11.85 D
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Explanation of Responses:
(1) Exercisable in equal annual increments of 20% of the shares underlying the
option on each of 3/26/00, 3/26/01, 3/26/02, 3/26/03 and 3/26/04.
(2) Exercisable in equal annual increments of 20% of the shares underlying the
option on each of 4/12/02, 4/12/03, 4/12/04, 4/12/05 and 4/12/06.
/s/ Ken Poteet 9/17/01
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
(Print of Type Responses)
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