4 1 f82193cne4.txt FORM 4 ------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL ------ ------------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 [ ] Check this box if no Expires: January 31, 2005 longer subject to Filed pursuant to Section 16(a) of the Securities Estimated average burden Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the hours per response.........0.5 or Form 5 obligations Public Utility Holding Company Act of 1935 ------------------------------ may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Reddy C.N. Alliance Semiconductor Corporation (ALSC) to Issuer (Check all applicable) ------------------------------------------- ---------------------------------------------- X Director X 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for ---- --- c/o Alliance Semiconductor Corporation Number of Reporting Month/Year X Officer (give Other (specify 2575 Augustine Drive Person, if an entity May 2002 ---- title below) --- below) ------------------------------------------- (Voluntary) ----------------- (Street) 5. If Amendment, Executive Vice Presidents Santa Clara CA 95054 Date of Original for Investments ------------------------------------------- (Month/Year) ------------------------------------ (City) (State) (Zip) 7. Individual or Joint/Group Filing ----------------- (Check Applicable) X Form filed by One ---- Reporting Person Form filed by More than ---- One Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial (Instr. 8) Owned at (D) or Ownership (Month/ End of Month Indirect (Instr. 4) Day/ --------------------------------------- (Instr. 3 and 4) (I) Year) Code V Amount (A) or Price (Instr. 4) (D) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/03/02 S 25,000 D $9.40 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/07/02 S 25,000 D $9.20 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/08/02 S 42,500 D $9.87 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/13/02 S 25,000 D $9.217 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/14/02 S 50,000 D $9.77 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/15/02 S 50,000 D $9.83 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/22/02 S 25,000 D $9.20 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/30/02 S 25,000 D $8.75 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/31/02 S 25,000 D $9.16 5,829,350 D ------------------------------------------------------------------------------------------------------------------------------------ 677,500 I by C.N. Reddy Investments, Inc. ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) Date Expira- Title Amount or Exer- tion Number of cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) -------------------------------------------------------------------------- -------------------------------------------------------------------------- -------------------------------------------------------------------------- -------------------------------------------------------------------------- -------------------------------------------------------------------------- -------------------------------------------------------------------------- -------------------------------------------------------------------------- Explanation of Responses: Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ C.N. Reddy 6/10/02 Note: File three copies of this Form, one of which must be manually signed. ------------------------------- --------------- If space is insufficient, see Instruction 6 for procedure. **Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.