-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CNb8beqzboqEDi0jIc89XkTVVqudMy0LQv1T29pavTWF4HI0HTL2DNphI6lcZI// AVh77qNMTI+q1NUzux4GLw== 0001129787-07-000012.txt : 20070130 0001129787-07-000012.hdr.sgml : 20070130 20070130165829 ACCESSION NUMBER: 0001129787-07-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070126 FILED AS OF DATE: 20070130 DATE AS OF CHANGE: 20070130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morfit G Mason CENTRAL INDEX KEY: 0001325920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22570 FILM NUMBER: 07565250 BUSINESS ADDRESS: BUSINESS PHONE: 4153623700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solexa, Inc. CENTRAL INDEX KEY: 0000913275 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 943161073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25861 INDUSTRIAL BLVD CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5106709300 MAIL ADDRESS: STREET 1: 25861 INDUSTRIAL BLVD CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: LYNX THERAPEUTICS INC DATE OF NAME CHANGE: 19931008 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-26 1 0000913275 Solexa, Inc. SLXA 0001325920 Morfit G Mason 435 PACIFIC AVENUE 4TH FLOOR SAN FRANCISCO CA 94133 1 0 0 0 Common Stock 2007-01-26 4 D 0 2890 D 0 D Stock Option (Right to Buy) 5.97 2007-01-26 4 D 0 20000 D 2015-09-06 Common Stock 20000 0 D Stock Option (Right to Buy) 9.06 2007-01-26 4 D 0 10000 D 2016-10-04 Common Stock 10000 0 D These shares were surrendered pursuant to a merger agreement between Solexa, Inc. and Illumina, Inc. in exchange for 994 shares of Illumina, Inc. common stock. Under an agreement with ValueAct Capital Master Fund, L.P., G. Mason Morfit is deemed to hold the shares and options for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners, L.L.C. as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. and (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P. G. Mason Morfit is a director of Solexa, Inc. and Non-Managing Member of VA Partners, L.L.C. and ValueAct Capital Management, LLC. Mr. Morfit disclaims beneficial ownership of the reported shares and options except to the extent of his pecuniary interest therein. This option, which provided for vesting monthly and ratably over the 12 month period beginning on September 6, 2005, was assumed by Illumina, Inc. in connection with the merger with Solexa, Inc. and replaced with an option to purchase 6,880 shares at an exercise price of $17.35. This option, which provided for vesting monthly and ratably over the 12 month period beginning on October 4, 2006, was assumed by Illumina, Inc. in connection with the merger with Solexa, Inc. and replaced with an option to purchase 3,440 shares at an exercise price of $26.34. /s/ G. Mason Morfit 2007-01-30 -----END PRIVACY-ENHANCED MESSAGE-----