0001209191-15-009438.txt : 20150204 0001209191-15-009438.hdr.sgml : 20150204 20150204164259 ACCESSION NUMBER: 0001209191-15-009438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150202 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXACTECH INC CENTRAL INDEX KEY: 0000913165 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 592603930 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2320 NW 66TH COURT CITY: GAINSVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 352-377-1140 MAIL ADDRESS: STREET 1: 2320 NW 66TH COURT CITY: GAINSVILLE STATE: FL ZIP: 32653 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETTY R WILLIAM CENTRAL INDEX KEY: 0001034287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28240 FILM NUMBER: 15576033 MAIL ADDRESS: STREET 1: 4613 N W 6TH STREET CITY: GAINESVILLE STATE: FL ZIP: 32609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-02 0 0000913165 EXACTECH INC EXAC 0001034287 PETTY R WILLIAM 6717 NW 48TH LANE GAINESVILLE FL 32653 0 1 0 0 Executive Chairman Common Stock 3146338 I by Partnership Common Stock 2015-02-02 4 M 0 3000 13.40 A 102400 D Common Stock 2015-02-02 4 S 0 3000 20.72 D 99400 D Common Stock 2015-02-02 4 M 0 4500 14.12 A 74900 I by Spouse Common Stock 2015-02-02 4 S 0 4500 20.76 D 70400 I by Spouse Non-Qualified Stock Option (right to buy) 13.40 2015-02-02 4 M 0 3000 13.40 D 2005-11-30 2015-05-31 Common Stock 20000 9000 D Non-Qualified Stock Option (right to buy) 14.27 2011-12-18 2016-12-18 Common Stock 5000 5000 D Non-Qualified Option (right to buy) 17.02 2013-02-16 2016-02-16 Common Stock 68000 68000 D Non-Qualified Option (right to buy) 18.10 2012-02-22 2016-02-22 Common Stock 65421 65421 D Non-Qualified Option (right to buy) 18.95 2014-02-28 2017-02-28 Common Stock 17200 17200 D Non-Qualified Option (right to buy) 16.33 2017-02-22 2019-02-22 Common Stock 75000 75000 D Non-Qualified Option (right to buy) 18.55 2018-02-25 2020-02-25 Common Stock 75000 75000 D Non-Qualified Option (right to buy) 20.90 2019-05-09 2021-05-09 Common Stock 55217 55217 D Non-Qualified Stock Option (right to buy) 14.12 2015-02-02 4 M 0 4500 14.12 D 2005-11-30 2015-05-09 Common Stock 30000 13500 I by Spouse Non-Qualified Stock Option (right to buy) 14.27 2011-12-18 2016-12-18 Common Stock 5000 5000 I by Spouse Non-Qualified Option (right to buy) 17.02 2013-02-16 2016-02-16 Common Stock 11000 11000 I by Spouse Non-Qualified Option (right to buy) 18.95 2014-02-28 2017-02-28 Common Stock 2800 2800 I by Spouse Non-Qualified Option (right to buy) 16.33 2017-02-22 2019-02-22 Common Stock 11900 11900 I by Spouse Non-Qualified Option (right to buy) 18.55 2018-02-25 2020-02-25 Common Stock 3000 3000 I By Spouse Non-Qualified Option (right to buy) 20.90 2019-05-09 2021-05-09 Common Stock 8000 8000 I By Spouse Such in-the-money options were exercised by the Reporting Person in lieu of allowing such options to expire by their terms on May 31, 2015 pursuant to a Rule 10b5-1 plan to exercise and sell the underlying common shares beginning on January 2, 2015 and expiring May 29,2015. Such in-the-money options were exercised by the Reporting Person in lieu of allowing such options to expire by their terms on May 9, 2015 pursuant to a Rule 10b5-1 plan to exercise and sell the underlying common shares beginning on January 2, 2015 and expiring May 8,2015. Such options are currently exercisable as regards 30,000 of the covered shares. The remaining shares are exercisable, as regards 15,000 of the covered shares, on the third anniversary of the date of grant, as regards 15,000 of the covered shares on the fourth anniversary of the date of grant, and as regards 15,000 of the covered shares, on the fifth anniversary of the date of grant. Such options are currently exercisable as regards 15,000 of the covered shares. The remaining shares are exercisable, as regards 15,000 of the covered shares, on the second anniversary of the date of grant, as regards 15,000 of the covered shares, on the third anniversary of the date of grant, as regards 15,000 of the covered shares on the fourth anniversary of the date of grant, and as regards 15,000 of the covered shares, on the fifth anniversary of the date of grant. Such options are exercisable as regards 11,043 of the covered shares, on the first anniversary of the date of grant, as regards 11,043 of the covered shares, on the second anniversary of the date of grant, as regards 11,043 of the covered shares, on the third anniversary of the date of grant, as regards 11,044 of the covered shares on the fourth anniversary of the date of grant, and as regards 11,044 of the covered shares, on the fifth anniversary of the date of grant. Such options were granted to Dr. Petty's spouse, Betty A. Petty, Vice President, Administration and Facilities, of the Issuer. Such options are currently exercisable as regards 4,760 of the covered shares. The remaining shares are exercisable, as regards 2,380 of the covered shares, on the third anniversary of the date of grant, as regards 2,380 of the covered shares on the fourth anniversary of the date of grant, and as regards 2,380 of the covered shares, on the fifth anniversary of the date of grant. Such options are currently exercisable as regards 600 of the covered shares. The remaining shares are exercisable, as regards 600 of the covered shares, on the second anniversary of the date of grant, as regards 600 of the covered shares, on the third anniversary of the date of grant, as regards 600 of the covered shares on the fourth anniversary of the date of grant, and as regards 600 of the covered shares, on the fifth anniversary of the date of grant. Such options are exercisable as regards 1,600 of the covered shares, on the first anniversary of the date of grant, as regards 1,600 of the covered shares, on the second anniversary of the date of grant, as regards 1,600 of the covered shares, on the third anniversary of the date of grant, as regards 1,600 of the covered shares on the fourth anniversary of the date of grant, and as regards 1,600 of the covered shares, on the fifth anniversary of the date of grant. /s/ William Petty 2015-02-04