EX-99.5 7 d180957dex995.htm EX-99.5 EX-99.5

Exhibit 99.5

PART IV

Item 15. Exhibits and Financial Statement Schedules

 

(a) Documents filed as part of this Report:

 

  1. Financial Statements

 

Report of Independent Registered Public Accounting Firm

  

Consolidated Balance Sheets as of December 31, 2015 and December 31, 2014

  

Consolidated Statements of Operations for Each of the Three Years in the Period Ended December 31, 2015

  

Consolidated Statements of Comprehensive Income for Each of the Three Years in the Period Ended December 31, 2015

  

Consolidated Cash Flow Statements for Each of the Three Years in the Period Ended December 31, 2015

  

Consolidated Stockholders’ Equity Statements for Each of the Three Years in the Period Ended December 31, 2015

  

Notes to Consolidated Financial Statements

  

 

  2. Financial Statement Schedule

Schedule II – Valuation and Qualifying Accounts

 

     Beginning
Balance
     Charged to
Costs and
Expenses
     Divestitures/
Acquisitions
    Charge
Offs
    Recoveries     Currency
Movement
    Ending
Balance
 
     (In thousands)  

Accounts Receivable—

                

Allowance for Doubtful Accounts:

                

2015

   $ 11,503       $ 2,561       $ 40      $ (803   $ (4,353   $ (667   $ 8,281   

2014

     3,390         1,184         9,845        (1,867     (889     (160     11,503   

2013

     4,163         733         448        (1,391     (520     (43     3,390   

Inventories—

                

Excess and Obsolete Allowances:

                

2015

   $ 31,823       $ 3,001       $ 2,755      $ (12,744   $ (1,407   $ (897   $ 22,531   

2014

     21,317         7,994         14,167        (10,908     (1,413     666        31,823   

2013

     23,954         5,632         —          (7,211     (1,009     (49     21,317   

Deferred Income Tax Asset—

                

Valuation Allowance:

                

2015

   $ 157,317       $ 2,840       $ (14,425   $ (1,823   $ (13,988   $ (12,850   $ 117,071   

2014

     10,165         4,252         143,513        —          (415     (198     157,317   

2013

     7,498         496         3,064        —          (899     6        10,165   

All other financial statement schedules not included in this Annual Report on Form 10-K are omitted because they are not applicable.

 

  3. Exhibits

Index to Exhibits

The following exhibits are filed herewith or incorporated herein by reference, as indicated. Documents indicated by an asterisk (*) identify each management contract or compensatory plan.

 

96


Exhibit

Number

  

Description of Exhibit

  

The filings referenced for incorporation by reference are Company
(Belden Inc.) filings unless noted to be those of Belden 1993 Inc.

  3.1

   Certificate of Incorporation, as amended    February 29, 2008 Form 10-K, Exhibit 3.1

  3.2

   Third Amended and Restated Bylaws, as amended    November 24, 2008 Form 8-K, Exhibit 3.1.; May 22, 2009 Form 8-K, Exhibit 3.1; May 20, 2010 Form 8-K; March 2, 2011 Form 8-K, Exhibit 3.1; May 19, 2011 Form 8-K, Exhibit 3.1; May 31, 2012 Form 8-K, Exhibit 3.1; December 4, 2013 Form 8-K, Exhibit 3.1; May 29, 2014 Form 8-K, Exhibit 3.1; August 26, 2015 Form 8-K, Exhibit 3.1

  4.1

   Rights Agreement    December 11, 1996 Form 8-A, Exhibit 1.1

  4.2

   Amendment to Rights Agreement    November 15, 2004 Form 10-Q, Exhibit 4.1

  4.3

   Amendment to Rights Agreement    December 8, 2006 Form 8-A/A, Exhibit 4.2(a)

  4.4

   Indenture relating to 9.25% Senior Subordinated Notes due 2019    June 29, 2009 Form 8-K, Exhibit 4.1

  4.5

   Notation of Guarantee relating to 9.25% Senior Subordinated Notes due 2019    June 29, 2009 Form 8-K, Exhibit 4.2

  4.6

   Supplemental Indenture relating to 9.25% Senior Subordinated Notes due 2019    August 29, 2012 Form 8-K, Exhibit 4.3

  4.7

   Supplemental Indenture relating to 9.25% Senior Subordinated Notes due 2019    May 8, 2013 Form 10-Q, Exhibit 4.1

  4.8

   Indenture relating to 5.5% Senior Subordinated Notes due 2022    August 29, 2012 Form 8-K, Exhibit 4.1

  4.9

   Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2022    May 8, 2013 Form 10-Q, Exhibit 4.2

  4.10

   Second Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2022    November 6, 2013 Form 10-Q, Exhibit 4.1

  4.11

   Indenture relating to 5.5% Senior Subordinated Notes due 2023    March 26, 2013 Form 8-K, Exhibit 4.1

  4.12

   First Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2023    November 6, 2013 Form 10-Q, Exhibit 4.2

  4.13

   Indenture relating to 5.25% Senior Subordinated Notes due 2024    June 30, 2014 Form 8-K, Exhibit 4.1

  4.14

   Third Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2022    November 4, 2014 Form 10-Q, Exhibit 4.1

  4.15

   Second Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2023    November 4, 2014 Form 10-Q, Exhibit 4.2

  4.16

   First Supplemental Indenture relating to 5.25% Senior Subordinated Notes due 2024    November 4, 2014 Form 10-Q, Exhibit 4.3

  4.17

   Fourth Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2022    May 5, 2015 Form 10-Q, Exhibit 4.1

  4.18

   Third Supplemental Indenture relating to 5.5% Senior Subordinated Notes due 2023    May 5, 2015 Form 10-Q, Exhibit 4.2

  4.19

   Second Supplemental Indenture relating to 5.25% Senior Subordinated Notes due 2024    May 5, 2015 Form 10-Q, Exhibit 4.3

10.1

   Trademark License Agreement    November 15, 1993 Form 10-Q of Belden 1993 Inc., Exhibit 10.2

10.2*

   CDT 2001 Long-Term Performance Incentive Plan, as amended    April 6, 2009 Proxy Statement, Appendix I

10.3*

   Belden Inc. 2011 Long Term Incentive Plan, as    April 6, 2011 Proxy Statement, Appendix I; February

 

97


Exhibit

Number

  

Description of Exhibit

  

The filings referenced for incorporation by reference are Company
(Belden Inc.) filings unless noted to be those of Belden 1993 Inc.

   amended    29, 2012 Form 10-K, Exhibit 10.9

10.4*

   Form of Stock Appreciation Rights Award    February 29, 2008 Form 10-K, Exhibit 10.16; February 27, 2009 Form 10-K, Exhibit 10.16; May 6, 2014 Form 10-Q, Exhibit 10.1

10.5*

   Form of Performance Stock Units Award    February 29, 2008 Form 10-K, Exhibit 10.17; February 27, 2009 Form 10-K, Exhibit 10.17; may 6, 2014 Form 10-Q, Exhibit 10.2

10.6*

   Form of Restricted Stock Units Award    February 29, 2008 Form 10-K, Exhibit 10.18; February 27, 2009 Form 10-K, Exhibit 10.18; May 6, 2014 Form 10-Q, Exhibit 10.3

10.7*

   Belden Inc. Annual Cash Incentive Plan, as amended and restated    February 29, 2012 Form 10-K, Exhibit 10.16

10.8*

   2004 Belden CDT Inc. Non-Employee Director Deferred Compensation Plan    December 21, 2004 Form 8-K, Exhibit 10.1

10.9*

   Belden Wire & Cable Company (BWC) Supplemental Excess Defined Benefit Plan, with First, Second and Third Amendments    March 22, 2002 Form 10-K of Belden 1993 Inc., Exhibits 10.14 and 10.15; March 14, 2003 Form 10-K of Belden 1993 Inc., Exhibit 10.21; November 15, 2004 Form 10-Q, Exhibit 10.50

10.10*

   BWC Supplemental Excess Defined Contribution Plan, with First, Second and Third Amendments    March 22, 2002 Form 10-K of Belden 1993 Inc., Exhibits 10.16 and 10.17; March 14, 2003 Form 10-K of Belden 1993 Inc., Exhibit 10.24; November 15, 2004 Form 10-Q, Exhibit 10.51

10.11*

   Trust Agreement, with First Amendment    November 15, 2004 Form 10-Q, Exhibits 10.52 and 10.53

10.12*

   Trust Agreement, with First Amendment    November 15, 2004 Form 10-Q, Exhibits 10.54 and 10.55

10.13*

   Amended and Restated Executive Employment Agreement with John Stroup, with First Amendment    April 7, 2008 Form 8-K, Exhibit 10.1, December 17, 2008 Form 8-K, Exhibit 10.1

10.14*

   Executive Employment Agreement with Christoph Gusenleitner    August 11, 2010 Form 10-Q, Exhibit 10.1

10.15*

   Amended and Restated Executive Employment Agreement with Henk Derksen    January 5, 2012 Form 8-K, Exhibit 10.1

10.16*

   Executive Employment Agreement with Glenn Pennycook    August 8, 2013 Form 10-Q, Exhibit 10.1

10.17*

   Executive Employment Agreement with Dhrupad Trivedi    August 8, 2013 Form 10-Q, Exhibit 10.2

10.18*

   Executive Employment Agreement with Doug Zink    November 6, 2013 Form 10-Q, Exhibit 10.1

10.19*

   Executive Employment Agreement with Ross Rosenberg    August 5, 2014 Form 10-Q, Exhibit 10.1

10.20*

   Executive Employment Agreement with Roel Vestjens    August 5, 2014 Form 10-Q, Exhibit 10.2

10.21*

   Executive Employment Agreement with Brian Anderson    May 5, 2015 Form 10-Q, Exhibit 10.1

10.22*

   Executive Employment Agreement with Dean McKenna    August 4, 2015 Form 10-Q, Exhibit 10.1

10.23*

   Form of Indemnification Agreement with each of the Directors and Brian Anderson, Henk Derksen, Christoph Gusenleitner, Dean    March 1, 2007 Form 10-K, Exhibit 10.39

 

98


Exhibit

Number

  

Description of Exhibit

  

The filings referenced for incorporation by reference are Company
(Belden Inc.) filings unless noted to be those of Belden 1993 Inc.

   McKenna, Glenn Pennycook, Ross Rosenberg, John Stroup, Dhrupad Trivedi, Roel Vestjens, and Doug Zink   

10.24

   ABL Credit Agreement    October 9, 2013 Form 8-K, Exhibit 10.1

10.25

   Term Loan Credit Agreement    October 9, 2013 Form 8-K, Exhibit 10.2

10.26

   Purchase Agreement by and among Belden Inc., the Guarantors named therein and Wells Fargo Securities, LLC    June 30, 2014 Form 8-K, Exhibit 10.1

10.27

   Amendment No. 1 to Credit Agreement    August 17, 2015 Form 8-K, Exhibit 10.1

10.28

   Amendment No. 1 to Term Loan Agreement    August 17, 2015 Form 8-K, Exhibit 10.2

10.29

   Purchase Agreement by and among Belden Inc., the Guarantors named therein and Deutsche Bank AG    November 25, 2014 Form 8-K, Exhibit 10.1

10.30

   Agreement and Plan of Merger by and among VIA Holdings I, Inc., Belden Inc., Tahoe MergerSub, Inc. and Thoma Bravo, LLC, as Representative of the Stockholders and Optionholders    December 12, 2014 Form 8-K, Exhibit 2.1

12.1

   Computation of Ratio of Earnings to Fixed Charges    February 25, 2016 Form 10-K, Exhibit 12.1

14.1

   Code of Ethics    May 31, 2012 Form 8-K, Exhibit 14.1

21.1

   List of Subsidiaries of Belden Inc.    February 25, 2016 Form 10-K, Exhibit 21.1

23.1

   Consent of Ernst & Young LLP    February 25, 2016 Form 10-K, Exhibit 23.1

24.1

   Powers of Attorney from Members of the Board of Directors    February 25, 2016 Form 10-K, Exhibit 24.1

31.1

   Rule 13a-14(a)/15d-14(a) Certification of the Chief Executive Officer    February 25, 2016 Form 10-K, Exhibit 31.1

31.2

   Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer    February 25, 2016 Form 10-K, Exhibit 31.2

32.1

   Section 1350 Certification of the Chief Executive Officer    February 25, 2016 Form 10-K, Exhibit 32.1

32.2

   Section 1350 Certification of the Chief Financial Officer    February 25, 2016 Form 10-K, Exhibit 32.2

 

99