-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPvEqiMoBjsfD5X0Q81GuqZbzGCB2WWpUmbsJg773iXsv9jgiu94qBMTg/2VV5uL awroD7Mcev0NlS29PFwm+A== 0001179110-07-007331.txt : 20070403 0001179110-07-007331.hdr.sgml : 20070403 20070403173335 ACCESSION NUMBER: 0001179110-07-007331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070402 FILED AS OF DATE: 20070403 DATE AS OF CHANGE: 20070403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAULFIELD BARBARA A CENTRAL INDEX KEY: 0001240355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 07745825 BUSINESS ADDRESS: BUSINESS PHONE: 408 731 5000 MAIL ADDRESS: STREET 1: C/O AFFYMETRIX STREET 2: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml FORM 4 - X0202 4 2007-04-02 0 0000913077 AFFYMETRIX INC AFFX 0001240355 CAULFIELD BARBARA A C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP and General Counsel Common Stock 2007-04-02 4 M 0 100 19.335 A 9100 D Common Stock 2007-04-02 4 S 0 100 29.93 D 9000 D Common Stock 2007-04-02 4 M 0 200 19.335 A 9200 D Common Stock 2007-04-02 4 S 0 200 29.99 D 9000 D Common Stock 2007-04-02 4 M 0 100 19.335 A 9100 D Common Stock 2007-04-02 4 S 0 100 30.02 D 9000 D Common Stock 2007-04-02 4 M 0 300 19.335 A 9300 D Common Stock 2007-04-02 4 S 0 300 30.06 D 9000 D Options to Purchase Common Stock 19.335 2007-04-02 4 M 0 100 0 D 2011-07-23 Common Stock 100 50600 D Options to Purchase Common Stock 19.335 2007-04-02 4 M 0 200 0 D 2011-07-23 Common Stock 200 50400 D Options to Purchase Common Stock 19.335 2007-04-02 4 M 0 100 0 D 2011-07-23 Common Stock 100 50300 D Options to Purchase Common Stock 19.335 2007-04-02 4 M 0 300 0 D 2011-07-23 Common Stock 300 50000 D Sold pursuant to a 10b5-1 Sales Plan entered into on November 30, 2006 by the reporting person. The reported transaction represents shares pursuant to a stock option grant with the following vesting schedule: 70,000 shares exercisable on each of: 7/23/2001, 7/23/2002, 7/23/2003, 7/23/2004 and 7/23/2005. /s/ Barbara A. Caulfield 2007-04-03 -----END PRIVACY-ENHANCED MESSAGE-----