0001140361-16-054447.txt : 20160222 0001140361-16-054447.hdr.sgml : 20160222 20160222190319 ACCESSION NUMBER: 0001140361-16-054447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber David A CENTRAL INDEX KEY: 0001323221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 161446459 MAIL ADDRESS: STREET 1: 11011 NORTH TORREY PINES ROAD CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc1.xml FORM 4 X0306 4 2016-02-18 0 0000913077 AFFYMETRIX INC AFFX 0001323221 Weber David A C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP, Commercial Operations Common Stock 2016-02-18 4 A 0 25072 0 A 147468 D Common Stock 2016-02-19 4 F 0 3892 13.98 D 143576 D Common Stock 2016-02-19 4 F 0 1335 13.98 D 142241 D This Form 3 does not include 25,072 performance-based restricted stock untits granted on February 18, 2016. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Restricted stock units vests in equal annual installments over four years from the grant date of February 18, 2016. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability of resulting from the scheduled vesting of performance restricted stock units previously granted. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability of resulting from the scheduled vesting of restricted stock units previously granted. /s/ Siang H. Chin, Attorney-in-Fact for David Weber 2016-02-22