0001140361-16-054446.txt : 20160222 0001140361-16-054446.hdr.sgml : 20160222 20160222190020 ACCESSION NUMBER: 0001140361-16-054446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Andrew J. CENTRAL INDEX KEY: 0001485088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 161446452 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc1.xml FORM 4 X0306 4 2016-02-18 0 0000913077 AFFYMETRIX INC AFFX 0001485088 Last Andrew J. C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP, Chief Operating Officer Common Stock 2016-02-18 4 A 0 35817 0 A 230759 D Common Stock 2016-02-19 4 F 0 4673 13.98 D 226086 D Comon Stock 2016-02-19 4 F 0 1598 13.98 D 224488 D This Form 4 does not include 35,817 performance-based restricted stock units granted on February 18, 2016. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Restricted stock units vest in equal annual installments over four years from the grant date of February 18, 2016. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability of resulting from the scheduled vesting of performance restricted stock units previously granted. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability of resulting from the scheduled vesting of restricted stock units previously granted. /s/ Siang H. Chin, Attorney-in-Fact for Andrew J. Last 2016-02-22