0001140361-14-007080.txt : 20140213 0001140361-14-007080.hdr.sgml : 20140213 20140213184351 ACCESSION NUMBER: 0001140361-14-007080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140211 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber David A CENTRAL INDEX KEY: 0001323221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 14608585 MAIL ADDRESS: STREET 1: 11011 NORTH TORREY PINES ROAD CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc1.xml FORM 4 X0306 4 2014-02-11 0 0000913077 AFFYMETRIX INC AFFX 0001323221 Weber David A C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP, Chief Commercial Officer Common Stock 2014-02-11 4 A 0 35000 0 A 87608 D Common Stock 2014-02-13 4 A 0 20000 0 A 107608 D Option to Purchase Common Stock 7.55 2014-02-13 4 A 0 35000 0 A 2021-02-13 Common Stock 35000 35000 D On February 11, 2014, this number of perfomance-based restricted stock units was determined to be earned with respect to the performance period ending December 31, 2013. These earned restricted stock units will vest over four years starting February 25, 2014. This Form 4 does not include 40,000 performance-based resticted stock units granted on February 13, 2014. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Restricted stock units vest in equal annual installments over four years from the grant date of February 13, 2014. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 13, 2014. /s/ Siang H. Chin, Attorney-in-Fact for David Weber 2014-02-13