0001140361-13-023413.txt : 20130530 0001140361-13-023413.hdr.sgml : 20130530 20130530164611 ACCESSION NUMBER: 0001140361-13-023413 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Gavin CENTRAL INDEX KEY: 0001577539 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 13882319 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 3 1 doc1.xml FORM 3 X0206 3 2013-05-20 0 0000913077 AFFYMETRIX INC AFFX 0001577539 Wood Gavin C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Chief Financial Officer Common Stock 16412 D Option to Purchase Common Stock 24.66 2013-11-29 Common Stock 4200 D Option to Purchase Common Stock 25.71 2014-06-06 Common Stock 600 D Option to Purchase Common Stock 10.29 2015-06-23 Common Stock 4200 D Option to Purchase Common Stock 8.71 2015-08-21 Common Stock 2000 D Option to Purchase Common Stock 2.97 2016-02-19 Common Stock 5000 D Option to Purchase Common Stock 8.29 2016-08-20 Comon Stock 6000 D Option to Purchase Common Stock 4.22 2017-08-19 Common Stock 4900 D Option to Purchase Common Stock 5.31 2018-02-17 Common Stock 5200 D Option to Purchase Common Stock 4.85 2018-11-17 Common Stock 4000 D Option to Purchase Common Stock 4.16 2019-07-26 Common Stock 5000 D Option to Purchase Common Stock 3.91 2019-08-30 Common Stock 5000 D Option to Purchase Common Stock 3.77 2020-02-07 Common Stock 8000 D Option to Purchase Common Stock 3.77 2020-02-07 Common Stock 22000 D Includes the following restricted stock units ("RSUs"), each of which vests in equal anual installments over four years from the grant date, less the number of shares withheld for tax purposes on subsequent scheduled vesting date(s) on or before May 20, 2013 ("Shares Withheld"): (1) 1,225 RSUs granted on August 19, 2010 less 289 Shares Withheld, (2) 1,400 RSUs granted on February 17, 2011 less 294 Shares Withheld, (3) 6,000 RSUs granted on November 17, 2011 less 630 Shares Withheld, (4) 1,500 RSUs granted on July 26, 2012, (5) 1,500 RSUs granted on Augst 30, 2012 and (6) 6,000 RSUs granted on February 7, 2013. Stock option becomes exercisable in equal annual installments over four years from the grant date of November 29, 2006. Stock option becomes exercisable in equal annual installments over four years from the grant date of June 6, 2007. Stock option becomes exercisable in equal annual installments over four years from the grant date of June 23, 2008. Stock option becomes exercisable in equal annual installments over four years from the grant date of August 21, 2008. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 19, 2009. Stock option becomes exercisable in equal annual installments over four years from the grant date of August 20, 2009. Stock option becomes exercisable in equal annual installments over four years from the grant date of August 19, 2010. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 17, 2011. Stock option becomes exercisable in equal annual installments over four years from the grant date of November 17, 2011. Stock option becomes exercisable in equal annual installments over four years from the grant date of July 26, 2012. Stock option becomes exercisable in equal annual installments over four years from the grant date of August 30, 2012. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 7, 2013. /s/ Siang H. Chin, Attorney-in-Fact for Gavin Wood 2013-05-30 EX-24.1 2 poa1.htm POWER OF ATTORNEY Unassociated Document
POWER OF ATTORNEY

Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Siang H. Chin, Senior Vice President and General Counsel, and Amy T. Monbourquette, Senior Corporate Paralegal as the undersigned’s true and lawful attorney-in-fact to:

(1)           execute for and on behalf of the undersigned applications and such other documents that may be required by the Securities and Exchange Commission in connection with obtaining Edgar filing codes;

(2)           execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Affymetrix, Inc. (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act;

(3)           do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and stock exchange or similar authority; and

(4)           take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion of any of such attorneys-in-fact.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

Effective as of the date hereof, the undersigned revokes any and all prior Power of Attorneys regarding Section 16 of the Exchange Act.  This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of May 2013.

Signature:
/s/ Gavin Wood

Name:
Gavin Wood