0001140361-13-008171.txt : 20130219 0001140361-13-008171.hdr.sgml : 20130219 20130219183344 ACCESSION NUMBER: 0001140361-13-008171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Andrew J. CENTRAL INDEX KEY: 0001485088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 13624729 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc1.xml FORM 4 X0306 4 2013-02-14 0 0000913077 AFFYMETRIX INC AFFX 0001485088 Last Andrew J. C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP and GM, GABU Common Stock 2013-02-14 4 A 0 30000 0 A 92196 D Common Stock 2013-02-17 4 F 0 1097 3.85 D 91099 D Option to Purchase Common Stock 3.84 2013-02-14 4 A 0 50000 0 A 2020-02-14 Common Stock 50000 50000 D This Form 4 does not include 50,000 performance-based restricted stock units granted on February 14, 2013. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Restricted stock units vest in equal annual installments over four years from the grant date of February 14, 2013. Includes 750 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. (the "ESPP") on May 14, 2012 and 750 shares purchased through the ESPP on November 14, 2012. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 14, 2013. /s/ Siang H. Chin, Attorney-in-Fact for Andrew J. Last 2013-02-19