0001140361-13-008171.txt : 20130219
0001140361-13-008171.hdr.sgml : 20130219
20130219183344
ACCESSION NUMBER: 0001140361-13-008171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130214
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Last Andrew J.
CENTRAL INDEX KEY: 0001485088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28218
FILM NUMBER: 13624729
MAIL ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFFYMETRIX INC
CENTRAL INDEX KEY: 0000913077
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770319159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
BUSINESS PHONE: 4087315000
MAIL ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
4
1
doc1.xml
FORM 4
X0306
4
2013-02-14
0
0000913077
AFFYMETRIX INC
AFFX
0001485088
Last Andrew J.
C/O AFFYMETRIX, INC.
3420 CENTRAL EXPRESSWAY
SANTA CLARA
CA
95051
0
1
0
0
EVP and GM, GABU
Common Stock
2013-02-14
4
A
0
30000
0
A
92196
D
Common Stock
2013-02-17
4
F
0
1097
3.85
D
91099
D
Option to Purchase Common Stock
3.84
2013-02-14
4
A
0
50000
0
A
2020-02-14
Common Stock
50000
50000
D
This Form 4 does not include 50,000 performance-based restricted stock units granted on February 14, 2013. These shares will be reported on subsequent Form 4s if and when the performance criteria are met.
Restricted stock units vest in equal annual installments over four years from the grant date of February 14, 2013.
Includes 750 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. (the "ESPP") on May 14, 2012 and 750 shares purchased through the ESPP on November 14, 2012.
Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted.
Stock option becomes exercisable in equal annual installments over four years from the grant date of February 14, 2013.
/s/ Siang H. Chin, Attorney-in-Fact for Andrew J. Last
2013-02-19