0001140361-13-008169.txt : 20130219 0001140361-13-008169.hdr.sgml : 20130219 20130219183017 ACCESSION NUMBER: 0001140361-13-008169 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber David A CENTRAL INDEX KEY: 0001323221 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 13624715 MAIL ADDRESS: STREET 1: 11011 NORTH TORREY PINES ROAD CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 3 1 doc1.xml FORM 3 X0206 3 2013-02-12 0 0000913077 AFFYMETRIX INC AFFX 0001323221 Weber David A C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP, Commercial Operations Common Stock 55750 D Option to Purchase Common Stock 3.86 2018-12-15 Common Stock 90000 D Option to Purchase Common Stock 3.84 2020-02-14 Common Stock 50000 D This Form 3 does not include 50,000 performance-based restricted stock untits granted on February 14, 2013. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Includes (1) 25,000 restricted stock units granted on December 15, 2011 and 30,000 restricted stock units granted on February 14, 2013 (each restricted stock unit grant vests in equal annual installments over four years from the grant date) and (2) 750 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. on November 14, 2012. Stock option becomes exercisable in equal annual installments over four years from the grant date of December 15, 2011. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 14, 2013. /s/ Siang H. Chin, Attorney-in-Fact for David Weber 2013-02-19 EX-24.1 2 poa1.htm POWER OF ATTORNEY Unassociated Document
POWER OF ATTORNEY
 
Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Siang H. Chin, Vice President and Chief Corporate Counsel, and Amy T. Monbourquette, Senior Corporate Paralegal as the undersigned’s true and lawful attorney-in-fact to:
 
(1)           execute for and on behalf of the undersigned applications and such other documents that may be required by the Securities and Exchange Commission in connection with obtaining Edgar filing codes;
 
(2)           execute for and on behalf of the undersigned, in the undersigned's capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder of Affymetrix, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act;
 
(3)           do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and stock exchange or similar authority; and
 
(4)           take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion of any of such attorneys-in-fact.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.
 
Effective as of the date hereof, the undersigned revokes any and all prior Power of Attorneys regarding Section 16 of the Exchange Act.  This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 31 day of January 2013.
 
 
Signature: 
   /s/ David Weber         
    Name:  David Weber