0001140361-11-037768.txt : 20110722 0001140361-11-037768.hdr.sgml : 20110722 20110722163811 ACCESSION NUMBER: 0001140361-11-037768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110721 FILED AS OF DATE: 20110722 DATE AS OF CHANGE: 20110722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witney Frank CENTRAL INDEX KEY: 0001455312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 11982911 MAIL ADDRESS: STREET 1: 6519 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc1.xml FORM 4 X0303 4 2011-07-21 0 0000913077 AFFYMETRIX INC AFFX 0001455312 Witney Frank C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 1 1 0 0 President and CEO Common Stock 2011-07-21 4 A 0 150000 6.71 A 150000 D Option to Purchase Common Stock 6.71 2011-07-21 4 A 0 300000 0 A 2018-07-21 Common Stock 300000 300000 D This Form 4 does not include 240,000 performance-based restricted stock units granted on July 21, 2011. These shares will be reported on subsequent Form 4s if and when the performance criteria are met. Restricted stock units vest in equal annual installments over four years from the grant date of July 21, 2011. Stock option becomes exercisable in equal annual installments over four years from the grant date of July 21, 2011. Siang H. Chin, Attorney-in-Fact for Frank Witney 2011-07-22