-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CH/GYc9tSgsgWHePPlR0uhjbMJDAhBmchVvu9z5nQFhuqtTpiWNleFnK3Fy5rlM6 /WNEEXYvjq704V7lPGQWsg== 0001104659-06-010185.txt : 20060216 0001104659-06-010185.hdr.sgml : 20060216 20060216162012 ACCESSION NUMBER: 0001104659-06-010185 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060215 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 06625549 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 8-K 1 a06-5297_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  February 15, 2006

 

AFFYMETRIX, INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE

 

0-28218

 

77-0319159

(State of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

3420 Central Expressway
Santa Clara, California 95051

(Address of principal executive offices) (Zip Code)

 

(408) 731-5000

Registrant’s telephone number, including area code

 

N/A

(Former name or former address, if changed since last report.)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                        Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                        Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                        Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

Item 5.02                                             Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

 

The Board of Directors of Affymetrix, Inc. (“Affymetrix” or the “Company”) elected Robert H. Trice, Ph.D. to serve as a member of the Company’s Board of Directors effective as of February 15, 2006.  Dr. Trice is currently Senior Vice President of Business Development at Lockheed Martin Corporation and Chairman and CEO of Lockheed Martin Global Inc.  The Board has not yet determined what committees Dr. Trice may serve on.  There are no arrangements between Dr. Trice and any other persons pursuant to which Dr. Trice was selected as a director.  There are no transactions, or proposed transactions, to which the Company is or was to be a party and in which Dr. Trice had a direct or indirect material interest that are required to be disclosed under Item 404(a) of Regulation S-K.  A copy of the press release announcing Dr. Trice’s election is filed herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Item 9.01               Financial Statements and Exhibits

 

(d)           Exhibits

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release dated February 15, 2006

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

AFFYMETRIX, INC.

 

 

 

 

 

By:

        /s/ Barbara A. Caulfield

 

 

 

Name: Barbara A. Caulfield

 

 

Title: Executive Vice President and General Counsel

 

 

Dated: February 16, 2006

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release dated February 15, 2006

 

4


EX-99.1 2 a06-5297_1ex99d1.htm EXHIBIT 99

EXHIBIT 99.1

 

Media Contact:

Wes Conard

Director, Corporate Communications

408-731-5791

 

Investor Contact:

Doug Farrell

Vice President, Investor Relations

408-731-5285

 

Affymetrix Appoints Robert Trice to Board of Directors

 

SANTA CLARA, Calif., Feb. 15, 2006 – Affymetrix Inc. (Nasdaq: AFFX) announced today that Robert H. Trice, Ph.D., senior vice president for business development at Lockheed Martin Corporation and chairman and CEO of Lockheed Martin Global Inc., has been elected to the company’s board of directors.

 

“We are pleased to add Dr. Trice to the company’s board,” said Stephen P.A. Fodor, Ph.D., chairman and CEO at Affymetrix.  ”His management experience and international business development expertise will be invaluable as we continue to expand into new markets around the world.”

 

“Affymetrix GeneChip® microarray technology has quickly become the gold standard in academia and in hundreds of leading pharmaceutical, biotechnology, diagnostics and consumer product companies,” said Dr. Trice.  “I look forward to being a part of this organization as we explore new markets with innovative products to accelerate scientific research and improve patient care.”

 

Trice is currently responsible for worldwide new business strategies and operations at Lockheed Martin Corp. as well as the overall business direction at Lockheed Martin Global.  Since joining Lockheed Martin in 1996, he has held several senior management positions and overseen many international aspects of the business.  Before that Trice served as vice president and general manager for business development at McDonnell Douglas Aerospace for six years.

 

Trice is a member of the board of advisors for The Thomas Jefferson Program in Public Policy at the College of William and Mary, as well as the board of visitors of the La Follette School of Public Affairs and the Department of Political Science at the University of Wisconsin-Madison.  He is a member of the Council on Foreign Relations and Board of Supporters of Civil Society in Russia.  He also serves as co-chairman of the US-Danish Business Council.  In addition, Trice is an associate fellow of the American Institute of Aeronautics and Astronautics, and past chairman of the International Council of the Aerospace Industries Association.

 

Trice holds a bachelor’s degree from the College of William and Mary and master’s and doctorate degrees in political science from the University of Wisconsin-Madison.  Dr. Trice is the author of numerous works on American foreign policy and defense industrial issues.

 

About Affymetrix:

 

Affymetrix scientists invented the world’s first microarray in 1989 and began selling the first commercial microarray in 1994.  Since then, Affymetrix GeneChip® technology has become the industry standard in molecular biology research. Affymetrix technology is used by the world’s top pharmaceutical, diagnostic and biotechnology companies as well as leading academic, government and not-for-profit research institutes.  More than 1,300 systems have been installed around the world and nearly 4,000 peer-reviewed papers have been published using the technology.  Affymetrix’ patented photolithographic manufacturing process provides the most information capacity available today on an array, enabling researchers to use a whole-genome approach to analyzing the relationship between genetics and health.  Affymetrix is headquartered in Santa Clara, Calif., with subsidiaries in Europe and Asia, as well as manufacturing facilities in Sacramento, Calif., and Bedford, Mass.  The company has about 1,000 employees worldwide. For more information about Affymetrix, please visit the company’s Web site at www.Affymetrix.com.

 



 

All statements in this press release that are not historical are “forward-looking statements” within the meaning of Section 21E of the Securities Exchange Act as amended, including statements regarding Affymetrix’ “expectations,” “beliefs,” “hopes,” “intentions,” “strategies” or the like.  These include statements related to the value of Dr. Robert Trice’s experience and expertise to Affymetrix, which are prospective.  Such statements are subject to risks and uncertainties that could cause actual results to differ materially for Affymetrix from those projected, including, but not limited to: risks of the Company’s ability to achieve and sustain higher levels of revenue, higher gross margins, reduced operating expenses; uncertainties relating to technological approaches, manufacturing (including risks related to the Company’s ability to achieve hoped-for manufacturing yields for certain array products, including the ability to identify and resolve manufacturing problems), product development; personnel retention; uncertainties related to cost and pricing of Affymetrix products; dependence on collaborative partners; uncertainties relating to sole source suppliers; uncertainties relating to FDA and other regulatory approvals; competition; risks relating to intellectual property of others and the uncertainties of patent protection and litigation.  These and other risk factors are discussed in Affymetrix’ Form 10-K for the year ended December 31, 2004 and other SEC reports, including its Quarterly Reports on Form 10-Q for subsequent quarterly periods.  Affymetrix expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in Affymetrix’ expectations with regard thereto or any change in events, conditions, or circumstances on which any such statements are based.

 


-----END PRIVACY-ENHANCED MESSAGE-----