-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wnwcg8svEuvX66VPuzgHqpNaj/zkQXA+ngxFNyP4piPtQK6hBfOrLKovarhhaimY pPAAzOtNQVRLdgK11EhqSQ== 0000950103-07-001554.txt : 20070620 0000950103-07-001554.hdr.sgml : 20070620 20070620164159 ACCESSION NUMBER: 0000950103-07-001554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070618 FILED AS OF DATE: 20070620 DATE AS OF CHANGE: 20070620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTY JOHN CENTRAL INDEX KEY: 0001143936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 07931717 BUSINESS ADDRESS: STREET 1: 6900 PASEO PADRE PARKWAY CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5107137300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 dp06028_4ex.xml X0202 4 2007-06-18 0 0000913077 AFFYMETRIX INC AFFX 0001143936 BATTY JOHN C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Chief Financial Officer Common Stock 2007-06-18 4 A 0 30000 0 A 30000 D Option to Purchase Common Stock 26.61 2007-06-18 4 A 0 30000 0 A 2014-06-18 Common Stock 30000 30000 D The reported transaction represents restricted stock subject to vesting over four years. Stock option becomes exercisable on the following schedule: 7,500 shares exercisable on each of: 6/18/08, 6/18/09, 6/18/10 and 6/18/11. /s/ Barbara A. Caulfield, Attorney-in-Fact for John Batty 2007-06-19 -----END PRIVACY-ENHANCED MESSAGE-----