-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4tpc33GPODFFw8zvv34NQr6h5b/96qhMxN6GCH7lQT0Pet1cCmCAMtZQVbnBMrO Px3pItB0n0EsaC2JGxYA2w== 0000950103-04-000855.txt : 20040615 0000950103-04-000855.hdr.sgml : 20040615 20040615161847 ACCESSION NUMBER: 0000950103-04-000855 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-112311 FILM NUMBER: 04864384 BUSINESS ADDRESS: STREET 1: 3380 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4085226000 MAIL ADDRESS: STREET 1: 3380 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 424B3 1 jun1504_424b3.htm 424b3

Filed pursuant to Rule 424(b)(3)
File no. 333-112311

Prospectus Supplement No. 2
(To Prospectus Dated May 20, 2004)

$120,000,000

0.75% Senior Convertible Notes due 2033 and
3,869,172 Shares of Common Stock Issuable Upon Conversion of the Notes


     This prospectus supplement relates to the resale from time to time by the holders of our 0.75% Senior Convertible Notes due 2033 and the shares of common stock issuable upon conversion of the notes.

     You should read this prospectus supplement in conjunction with the prospectus dated May 20, 2004, and this prospectus supplement is qualified by reference to the prospectus, except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus. The prospectus is to be delivered with this prospectus supplement. The terms of the notes and the common stock issuable upon conversion of the notes are set forth in the prospectus.

     Our common stock is listed on The Nasdaq National Market under the symbol “AFFX.” On June 14, 2004, the reported last sale price of our common stock on The Nasdaq National Market was $27.18 per share.

     Investing in the securities involves risks. See ‘‘Risk Factors’’ on page 6 of the prospectus.

     Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement or the accompanying prospectus is truthful or complete. Any representation to the contrary is a criminal offense.

The date of this prospectus supplement is June 15, 2004.






     The prospectus is hereby amended and supplemented to include in the table under the caption “Selling Securityholders” beginning on page 49 of the prospectus the information below regarding an increase in the principal amount of the notes held by one of the selling securityholders. This information was furnished to us by the selling securityholder as of the date of this prospectus supplement.

Name   Principal
amount of
notes
beneficially
owned that
may be sold
hereby
  Percentage of
notes
outstanding
  Number of
shares of
common stock
that may be
sold hereby(1)
  Percentage of
common stock
outstanding(2)
  Number of
shares of
common stock
beneficially
owned after
the offering(2)
  Natural person
or persons with
voting or
investment
control
 

 
 
 
 
 
 
 
Grace Convertible Arbitrage Fund, Ltd.   $6,750,000   5.6 % 217,640   *   0   Bradford Whitmore  
                        Michael Brailov  

* Less than one percent.
 
(1) Assumes conversion of all of a holder’s notes at a conversion rate of 32.2431 shares per $1,000 principal amount of notes and cash payments in lieu of any fractional interest. This conversion rate, however, is subject to adjustment as described under “Description of Notes—Conversion rate adjustments.” As a result, the number of shares of common stock issuable upon conversion of the notes may increase or decrease in the future.
 
(2) Calculated based on Rule 13d-3(d)(i) of the Exchange Act using 60,490,834 shares of common stock outstanding as of June 11, 2004. In calculating this amount, we treated as outstanding the number of shares of common stock issuable upon conversion of all of a particular holder’s notes. We did not, however, assume the conversion of any other holder’s notes.

 

 

 




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