-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuE9v/HpgxmvF1CMRxuIN/HS7gddWWTfPSB1k0krA2XnB95GEDON8GadQ/S1ADdX t0ZqXStYjctBrbufKI+dEA== 0001326904-06-000001.txt : 20060512 0001326904-06-000001.hdr.sgml : 20060512 20060512103604 ACCESSION NUMBER: 0001326904-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060510 FILED AS OF DATE: 20060512 DATE AS OF CHANGE: 20060512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Andrew L IV CENTRAL INDEX KEY: 0001326904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 06832603 BUSINESS ADDRESS: BUSINESS PHONE: 513-651-1190 MAIL ADDRESS: STREET 1: 2000 FIFTH THIRD CENTER STREET 2: 511 WALNUT STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-05-10 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001326904 Lewis Andrew L IV 2000 FIFTH THIRD CENTER 511 WALNUT STREET CINCINNATI OH 45202 1 0 0 0 Common stock 2006-05-10 4 A 0 5000 4.25 A 5000 D Common stock 2845452 I See Footnote The restricted shares of common stock were awarded under The Regent Communications, Inc.2006 Directors Equity Compensation Plan, pursuant to Rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 3. Includes 2,464,162 shares held by WPG Corporate Development Associates V, L.L.C. and 381,290 shares held by WPG Corporate Development Associates V (Overseas), L.P. Robeco USA, L.L.C. is a Class A Member of WPG PE Fund Adviser II, L.L.C., General Partner of WPG V and a Class A Member of WPG PE Fund Adviser II (Overseas) L.P., and General PArtner of WPG Overseas. Mr. Lewis exercises shared voting and investment powers with respect to the securities beneficially owned by WPG Corporate Development Associates V, L.L.C. and WPG Corporate Development Associates V (Overseas), L.P. , but disclaims beneficial ownership of those securities except to the extent of his pecuniary interest in such funds. /s/ Andrew L. Lewis, IV, as executed by Anthony A. Vasconcellos, pursuant to a power of attorney form previously filed 2006-05-12 -----END PRIVACY-ENHANCED MESSAGE-----