-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INlFHwsJAONIaR74jUVvAgnf4//uWyzn9DBRoAThaIB8lEJKlPgnimiB+Yh/fHww dKpw8dQ+chbahH2YyKgoUw== 0001248937-09-000001.txt : 20090106 0001248937-09-000001.hdr.sgml : 20090106 20090106135847 ACCESSION NUMBER: 0001248937-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASCONCELLOS ANTHONY A CENTRAL INDEX KEY: 0001248937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 09509325 BUSINESS ADDRESS: STREET 1: REGENT COMMUNICATIONS STREET 2: 100 E. RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-01-02 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001248937 VASCONCELLOS ANTHONY A 2000 FIFTH THIRD CENTER 511 WALNUT STREET CINCINNATI OH 45202 0 1 0 0 Executive VP and CFO Common stock 2009-01-02 4 A 0 175000 0.09 A 429454 D Common stock 2009-01-03 4 F 0 5233 0.16 D 424221 D Common stock 2009-01-03 4 F 0 5233 0.16 D 418988 D Common stock 2009-01-04 4 F 0 10465 0.16 D 408523 D Phantom stock 2009-01-02 4 A 0 47923 A Common stock 47923 47923 D On January 2, 2009, 175,000 nonvested shares of Regent Communications, Inc. common stock were awarded to Mr. Vasconcellos under the Regent Communications, Inc. 2005 Incentive Compensation Plan, pursuant to Rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 2. On January 3, 2009, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,233 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date. On January 3, 2009, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2007 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,233 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date. On January 4, 2009, 25,000 shares of nonvested common stock awarded to Mr. Vasconcellos on January 4, 2008 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 10,465 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date. Includes 11,279 shares of Regent Communications, Inc. common stock held for Mr. Vasconcellos in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 11,432 shares of common stock purchased by Mr. Vasconcellos through the Regent Communications, Inc. Employee Stock Purchase Plan. As of January 4, 2009, 12,500 shares of common stock awarded January 3, 2006, 25,000 shares of common stock awarded January 3, 2007, 75,000 shares of common stock awarded January 4, 2008, and 175,000 shares of common stock awarded January 2, 2009 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested. One-for-one The phantom stock was acquired under the Regent Communications, Inc. Deferred Compensation Plan at $0.09 per unit and are to be settled in cash upon the reporting person's separation of service from the Company. /s/ Anthony A. Vasconcellos 2009-01-06 -----END PRIVACY-ENHANCED MESSAGE-----