-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VaCRhengnmTBt+ou3EEha8bLaSqXBlbA4SxuoYaL843RsJM7eMOXUkxKftCcoTTk rjuVhaliSaKbXfUrpCBtxA== 0001248937-08-000001.txt : 20080104 0001248937-08-000001.hdr.sgml : 20080104 20080104165758 ACCESSION NUMBER: 0001248937-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080103 FILED AS OF DATE: 20080104 DATE AS OF CHANGE: 20080104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASCONCELLOS ANTHONY A CENTRAL INDEX KEY: 0001248937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 08512435 BUSINESS ADDRESS: STREET 1: REGENT COMMUNICATIONS STREET 2: 100 E. RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-01-03 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001248937 VASCONCELLOS ANTHONY A 2000 FIFTH THIRD CENTER 511 WALNUT STREET CINCINNATI OH 45202 0 1 0 0 Executive VP and CFO Common stock 2008-01-03 4 F 0 5381 1.47 D 127095 D Common stock 2008-01-03 4 F 0 5381 1.47 D 121714 D Common stock 2008-01-04 4 A 0 100000 1.42 A 221714 D On January 3, 2008, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,381 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date. On January 3, 2008, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2007 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,381 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date. On January 4, 2008, 100,000 nonvested shares of Regent Communications, Inc. common stock were awarded to Mr. Vasconcellos under the Regent Communications, Inc. 2005 Incentive Compensation Plan, pursuant to Rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 2. Includes 6,388 shares of common stock held for Mr. Vasconcellos in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 7,248 shares of common stock purchased by Mr. Vasconcellos through the Regent Communications, Inc. Employee Stock Purchase Plan. As of January 4, 2008, 25,000 shares of common stock awarded January 3, 2006, 37,500 shares of common stock awarded January 3, 2007 and 100,000 shares of common stock awarded January 4, 2008 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested. /s/ Anthony A. Vasconcellos 2008-01-04 -----END PRIVACY-ENHANCED MESSAGE-----