-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N9+A8jrzW59LzZFnTeVwJKYWxtEOoy8IUqgMlFBqRo0mgst9nwIgQQNbNZZM9f/8 +AJkixMsx4L+RUBFg/4iZQ== 0001248936-09-000001.txt : 20090106 0001248936-09-000001.hdr.sgml : 20090106 20090106135940 ACCESSION NUMBER: 0001248936-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAKELIN WILLIAM L CENTRAL INDEX KEY: 0001248936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 09509330 BUSINESS ADDRESS: STREET 1: REGENT COMMUNICATIONS STREET 2: 100 E. RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-01-02 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001248936 STAKELIN WILLIAM L 2000 FIFTH THIRD CENTER 511 WALNUT STREET CINCINNATI OH 45202 1 1 0 0 President and CEO Common stock 2009-01-02 4 A 0 200000 0.09 A 728454 D Common stock 2009-01-03 4 F 0 7849 0.16 D 720605 D Common stock 2009-01-03 4 F 0 7849 0.16 D 712756 D Common stock 2009-01-04 4 F 0 15698 0.16 D 697058 D Common stock 500 I Owned by son Common stock 500 I Owned by daughter Phantom stock 2009-01-02 4 A 0 63533 A Common stock 63533 63533 D On January 2, 2009, 200,000 nonvested shares of Regent Communications, Inc. common stock were awarded to Mr. Stakelin under the Regent Communications, Inc. 2005 Incentive Compensation Plan, pursuant to rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 2. Includes 11,242 shares of Regent Communications, Inc. common stock held for Mr. Stakelin in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 37,123 shares of Regent Communications, Inc. common stock purchased by Mr. Stakelin through the Regent Communications, Inc. Employee Stock Purchase Plan. As of January 4, 2009, 18,750 shares of common stock awarded January 3, 2006, 37,500 shares of common stock awarded January 3, 2007, 112,500 shares of common stock awarded January 4, 2008, and 200,000 shares of common stock awarded January 2, 2009 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested. On January 3, 2009, 18,750 shares of nonvested common stock awarded to Mr. Stakelin on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 7,849 shares of the vested amount as payment for the tax liability due by Mr. Stakelin on the vesting date. On January 3, 2009, 18,750 shares of nonvested common stock awarded to Mr. Stakelin on January 3, 2007 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 7,849 shares of the vested amount as payment for the tax liability due by Mr. Stakelin on the vesting date. On January 4, 2009, 37,500 shares of nonvested common stock awarded to Mr. Stakelin on January 4, 2008 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 15,698 shares of the vested amount as payment for the tax liability due by Mr. Stakelin on the vesting date. One-for-one The phantom stock was acquired under the Regent Communications, Inc. Deferred Compensation Plan at $0.09 per unit and are to be settled in cash upon the reporting person's separation of service from the Company. /s/ William L. Stakelin, as executed by Anthony A. Vasconcellos, pursuant to a power of attorney form previously filed 2009-01-06 -----END PRIVACY-ENHANCED MESSAGE-----