-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QfeR25ZrnVkoO0G5N1OVEKKadqymy0zUEbptROxU0jxUJVhgktbd3lh43/PvTwkn 5tcfQpjr0LJ9zB20CiWAqQ== 0001248936-07-000001.txt : 20070104 0001248936-07-000001.hdr.sgml : 20070104 20070104172600 ACCESSION NUMBER: 0001248936-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAKELIN WILLIAM L CENTRAL INDEX KEY: 0001248936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 07510749 BUSINESS ADDRESS: STREET 1: REGENT COMMUNICATIONS STREET 2: 100 E. RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001248936 STAKELIN WILLIAM L 2000 FIFTH THIRD CENTER 511 WALNUT STREET CINCINNATI OH 45202 1 1 0 0 President and CEO Common stock 2007-01-03 4 F 0 8071 2.81 D 258529 D Common stock 2007-01-03 4 A 0 75000 2.81 A 333529 D Common stock 500 I Owned by son Common stock 500 I owned by daughter On January 3, 2007, 18,750 shares of restricted common stock awarded to Mr. Stakelin on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 8,071 shares of the vested amount as payment for the tax liability due by Mr. Stakelin on the vesting date. Includes 4,705 shares of common stock held for Mr. Stakelin in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 13,850 shares of common stock purchased by Mr. Stakelin through the Regent Communciations, Inc. Employee Stock Purchase Plan. Additionally, 56,250 shares of common stock issued on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested at January 3, 2007. On January 3, 2007, 75,000 restricted shares of Regent Communications, Inc. common stock were awarded to Mr. Stakelin under the Regent Communications, Inc. 2005 Incentive Compensation Plan, pursuant to Rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 3. Includes 4,705 shares of common stock held for Mr. Stakelin in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 13,850 shares of common stock purchased by Mr. Stakelin through the Regent Communications, Inc. Employee Stock Purchase Plan. As of January 3, 2007, 56,250 shares of common stock granted January 3, 2006 and 75,000 shares of common stock granted January 3, 2007 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested. /s/ William L. Stakelin, as executed by Anthony A. Vasconcellos, pursuant to a power of attorney form previously filed 2007-01-04 -----END PRIVACY-ENHANCED MESSAGE-----