-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PW5ru7pAe3GL+oyD3oGefYsBjcPOOzjmHWAqd1P+f1l86zUTxKoK39jvBigYnipw YYjLU81IJk8eAFZB+zE0Mw== 0001144204-07-055106.txt : 20071018 0001144204-07-055106.hdr.sgml : 20071018 20071018215124 ACCESSION NUMBER: 0001144204-07-055106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071016 FILED AS OF DATE: 20071018 DATE AS OF CHANGE: 20071018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Partners Master Fund, L.P. CENTRAL INDEX KEY: 0001385084 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 071179877 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310) 966-1445 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BOULEVARD STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 071179878 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form410987_101807214721-.xml X0202 4 2007-10-16 0 0000913015 REGENT COMMUNICATIONS INC RGCI 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 0 0 0 1 See remarks 0001385084 Riley Investment Partners Master Fund, L.P. 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 0 0 0 1 See remarks Common Stock 1653699 I Footnote 1 Common Stock 2007-10-16 4 P 0 153091 2.42 A 1844784 I Footnote 2 General Partner of Riley Investment Partners Master Fund, L.P. Investment advisor to managed accounts of investment advisory clients, some of which are indirectly affiliated with Bryant Riley or Riley Investment Partners Master Fund, L.P. John Ahn, a Principal of Riley Investment Management LLC, is a director of RGCI. The transaction reported resulted from a transfer of securities from an investment advisory client of Riley Investment Management LLC in connection with a liquidation of such client's account. /s/ Bryant Riley 2007-10-18 -----END PRIVACY-ENHANCED MESSAGE-----