-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQcU9UjFmMX1+bKvkopGMu2XyP3i1S4ER4p78MdBVs9wT5cFGUjiL07fPdmZ5Nk8 lLQcA4WeH5T1UFpWLgd5Gg== 0001013816-05-000270.txt : 20050512 0001013816-05-000270.hdr.sgml : 20050512 20050512174211 ACCESSION NUMBER: 0001013816-05-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050511 FILED AS OF DATE: 20050512 DATE AS OF CHANGE: 20050512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armstrong Andrew J Jr CENTRAL INDEX KEY: 0001324094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 05825631 BUSINESS ADDRESS: BUSINESS PHONE: 973-701-7711 MAIL ADDRESS: STREET 1: 10 TOWN SQUARE STREET 2: SUITE 200 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4_armstrong-51205ex.xml X0202 4 2005-05-11 0 0000913015 REGENT COMMUNICATIONS INC RGCIP 0001324094 Armstrong Andrew J Jr C/O WALLER-SUTTON MANAGEMENT GROUP, INC. ONE ROCKEFELLER PLAZA, SUITE 3300 NEW YORK NY 10020 1 0 0 0 Option to purchase Common Stock 5.715 2005-05-11 4 A 0 10000 A 2005-11-11 2015-05-11 Common Stock 10000 10000 D Not applicable. Reporting Person disclaims beneficial ownership of all of the securities reported. Reporting Person was initially appointed as a director pursuant to Waller-Sutton Media Partners, L.P.'s ("Waller-Sutton") right to nominate a director to the Issuer. Reporting Person is obligated to hold for the benefit of or cause to be issued directly to, or to be assigned to, Waller-Sutton any securities which he might otherwise be entitled to receive from a portfolio company in which Waller-Sutton invests. The Issuer is a portfolio company in which Waller-Sutton has invested. Accordingly Waller-Sutton is the beneficial owner of the securities reported. /s/ Andrew J. Armstrong, Jr. 2005-05-12 -----END PRIVACY-ENHANCED MESSAGE-----