-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/luETKwS7enSF4ElgcCsH7aRs8K1vjp7biy1CIXaZw5Kg6ZYtrOUzoy1lYKKPvw cBdZ+2awgD2SgKFLhSfKQA== 0001013816-04-000374.txt : 20040521 0001013816-04-000374.hdr.sgml : 20040521 20040521103906 ACCESSION NUMBER: 0001013816-04-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040519 FILED AS OF DATE: 20040521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTERSON RICHARD H CENTRAL INDEX KEY: 0001167511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 04822942 BUSINESS ADDRESS: STREET 1: TEN TOWN SQUARE CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017711 MAIL ADDRESS: STREET 1: TEN TOWN SQUARE CITY: CHATHAM STATE: NJ ZIP: 07928 4 1 form4_patterson-52104ex.xml X0202 4 2004-05-19 0 0000913015 REGENT COMMUNICATIONS INC RGCIP 0001167511 PATTERSON RICHARD H TEN TOWN SQUARE CHATHAM NJ 07928 1 0 0 0 Option to purchase Common Stock 6.225 2004-05-19 4 A 0 5000 A 2004-11-19 2014-05-19 Common Stock 5000 40000 D Not applicable. Reporting Person disclaims beneficial ownership of all of the securities reported. Reporting Person was initially appointed as a director pursuant to Waller-Sutton Media Partners, L.P.'s ("Waller-Sutton") right to nominate a director to the Issuer. Reporting Person is obligated to hold for the benefit of or cause to be issued directly to, or to be assigned to, Waller-Sutton any securities which he might otherwise be entitled to receive from a portfolio company in which Waller-Sutton invests. The Issuer is a portfolio company in which Waller-Sutton has invested. Accordingly Waller-Sutton is the beneficial owner of the securities reported. Richard H. Patterson 2004-05-20 -----END PRIVACY-ENHANCED MESSAGE-----