-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V3QNzIbLj0ZzYGwDaXPe7OY3dAD2xukkhXUoXkMVBw3qGs360jRiDyWOpNhT/Xe+ eXkPEte4/aDeOjvE5GcunQ== 0000912953-97-000019.txt : 19980102 0000912953-97-000019.hdr.sgml : 19980102 ACCESSION NUMBER: 0000912953-97-000019 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971230 ITEM INFORMATION: FILED AS OF DATE: 19971231 SROS: NASD SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: REAL GOODS TRADING CORP CENTRAL INDEX KEY: 0000912953 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 680227324 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-22524 FILM NUMBER: 97747212 BUSINESS ADDRESS: STREET 1: 555 LESLIE STREET CITY: UKIAH STATE: CA ZIP: 95482 BUSINESS PHONE: 7074689294 MAIL ADDRESS: STREET 1: 555 LESLIE STREET CITY: UKIAH STATE: CA ZIP: 95482 8-K 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 1997 REAL GOODS TRADING CORPORATION (Exact name of registrant as specified in its charter) California 0-22524 68-0227324 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) ID Number) 555 Leslie Street, Ukiah, CA 95482 (Address of principal executive offices) (Zip code) Registrant's telephone number (707) 468-9292 Contact: Donna Montag, Chief Financial Officer (707) 468-9292 FOR IMMEDIATE RELEASE REAL GOODS IMPLEMENTS RETAIL EXPANSION PLANS EXPECTS LOWER EARNINGS Ukiah, California, 30 December...Real Goods Trading Corporation (RGTC) today reported that, despite the successful launch of it first urban demonstration store in Berkeley, California, the Company expects to report lower operating results for the third quarter of fiscal 1998 ending December 27, 1997 and for fiscal 1998 ending March 31, 1998. The Company experienced very strong sales in the month of December both at the new Berkeley store and through the Company's Real Goods and Earth Care catalogs, according to the Company's President, John Schaeffer. The Company expects to report a profit in the third fiscal quarter, but operating results will be below the $0.10 earnings per share of the previous year's third quarter. The lower profits will be due to higher catalog marketing expenses in the third quarter, and non-recurring retail start up costs in connection with the opening of the Berkeley store. The Company generally operates at a loss in the seasonally weak fourth quarter; therefore the Company is likely to report a small net loss for the fiscal year ending March 31, 1998. Real Goods Trading Corporation specializes in products for solar living and renewable energy through its catalogs and retail stores. The Real Goods and Earth Care catalogs are available at 1.800.762.7325. The Company believes that it is the largest retailer of renewable energy and conservation products in the world. The Company's stock is publicly traded and listed on the Pacific Stock Exchange (RGT) and on the Nasdaq (RGTC), and its shares can be traded on the Internet on the Company's web page (http://www.realgoods.com). Item 5. Other events The Registrant hereby incorporates by reference the information contained in Attachment A hereto in response to this Item 5. SIGNATURES Pursuant to the requirements on the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REAL GOODS TRADING CORPORATION (Registrant) Date: December 30, 1997 By:[S]DONNA MONTAG Donna Montag Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----