FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WITS BASIN PRECIOUS MINERALS INC [ WITM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/08/2001 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/30/2001 | P | 1,000 | A(2) | $4 | 1,380,800 | D(1) | |||
Common Stock | 11/13/2001 | P | 1,000 | A(2) | $3.45 | 1,381,800 | D(1) | |||
Common Stock | 11/15/2001 | P | 1,000 | A(2) | $3.46 | 1,382,800 | D(1) | |||
Common Stock | 11/21/2001 | P | 7,000 | A(2) | $3 | 1,389,800 | D(1) | |||
Common Stock | 11/27/2001 | P | 600 | A(2) | $2.7 | 1,390,400 | D(1) | |||
Common Stock | 11/27/2001 | P | 1,000 | A(2) | $2.64 | 1,391,400 | D(1) | |||
Common Stock | 11/30/2001 | P | 100 | A(2) | $3.25 | 1,391,500 | D(1) | |||
Common Stock | 11/30/2001 | P | 100 | A(2) | $3.25 | 1,391,600 | D(1) | |||
Common Stock | 11/30/2001 | P | 100 | A(2) | $3.35 | 1,391,700 | D(1) | |||
Common Stock | 11/30/2001 | P | 600 | A(2) | $3.25 | 1,392,300 | D(1) | |||
Common Stock | 11/30/2001 | P | 9,000 | A(2) | $3.35 | 1,401,300 | D(1) | |||
Common Stock | 12/03/2001 | S | 1,000 | D(2) | $3.67 | 1,400,300 | D(1) | |||
Common Stock | 12/03/2001 | P | 1,000 | A(2) | $3.55 | 1,401,300 | D(1) | |||
Common Stock | 12/04/2001 | S | 4,500 | D(2) | $3.99 | 1,396,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 2,500 | D(2) | $4 | 1,394,300 | D(1) | |||
Common Stock | 12/04/2001 | S | 2,500 | D(2) | $4 | 1,391,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 1,000 | D(2) | $3.6 | 1,390,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 1,000 | D(2) | $3.6 | 1,389,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 1,000 | D(2) | $3.78 | 1,388,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 1,000 | D(2) | $4 | 1,387,800 | D(1) | |||
Common Stock | 12/04/2001 | S | 1,000 | D(2) | $4.02 | 1,386,800 | D(1) | |||
Common Stock | 12/04/2001 | P | 100 | A(2) | $3.8 | 1,386,900 | D(1) | |||
Common Stock | 12/04/2001 | P | 100 | A(2) | $3.88 | 1,387,000 | D(1) | |||
Common Stock | 12/04/2001 | P | 100 | A(2) | $3.88 | 1,387,100 | D(1) | |||
Common Stock | 12/05/2001 | S | 2,000 | D(2) | $4.15 | 1,385,100 | D(1) | |||
Common Stock | 12/05/2001 | S | 1,000 | D(2) | $4.15 | 1,384,100 | D(1) | |||
Common Stock | 12/05/2001 | S | 1,000 | D(2) | $4.15 | 1,383,100 | D(1) | |||
Common Stock | 12/05/2001 | S | 1,000 | D(2) | $4.15 | 1,382,100 | D(1) | |||
Common Stock | 12/05/2001 | S | 1,000 | D(2) | $4.15 | 1,381,100 | D(1) | |||
Common Stock | 12/07/2001 | S | 1,100 | D(2) | $4 | 1,380,000 | D(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. With the exception of an aggregate of 91,500 shares owned directly by Gail Brazil, the reported securities are owned directly by Boston Financial Partners, Inc., and indirectly by Thomas E. Brazil, as the sole officer and director of Boston Financial Partners, Inc., and Gail Brazil, as the sole stockholder of Boston Financial Partners, Inc. Thomas E. Brazil and Gail Brazil disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
2. The reporting persons have paid the Company $134,126.91 in full payment of the profits realized by the reporting persons on the matching purchase and sale transactions reported on this Form 4. |
Remarks: |
This Form 4 is number 3 in a series of 7. This report is filed jointly by Boston Financial Partners, Inc., Thomas E.Brazil and Gail Brazil, all of whom collectively are 10% owners. |
Thomas E. Brazil | 11/26/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |