0001127602-20-016534.txt : 20200514
0001127602-20-016534.hdr.sgml : 20200514
20200514160709
ACCESSION NUMBER: 0001127602-20-016534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200512
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARROLL BRIAN F
CENTRAL INDEX KEY: 0001208847
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38002
FILM NUMBER: 20877771
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST 41ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC.
CENTRAL INDEX KEY: 0000912766
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 521492296
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 S. EXETER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4108436100
MAIL ADDRESS:
STREET 1: 650 S. EXETER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC
DATE OF NAME CHANGE: 19930929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-05-12
0000912766
LAUREATE EDUCATION, INC.
LAUR
0001208847
CARROLL BRIAN F
C/O LAUREATE EDUCATION, INC.
650 SOUTH EXETER STREET
BALTIMORE
MD
21202
1
Class A Common Stock
2020-05-12
4
A
0
13620
8.26
A
13620
D
Reflects a grant of 3,405 shares of Class A common stock and 10,215 restricted stock units ("RSUs") as part of the 2020 annual retainer for non-employee director service. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2020, provided that the Reporting Person continues to serve as a director of Laureate Education, Inc.
Exhibit List: Exhibit 24 - Limited Power of Attorney
/s/ Laura Acton, attorney-in-fact for Mr. Carroll
2020-05-14
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POA - CARROLL (5.13.20)
LIMITED POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned
hereby makes, constitutes and appoints Victoria Silbey, Laura
Acton and Leslie Brush, and each of them, as the undersigned?s
true and lawful attorney-in-fact (the ?Attorney-in Fact?), with
full power of substitution and resubstitution, each with the power
to act alone for the undersigned and in the undersigned?s name,
place and stead, in any and all capacities to:
1. prepare, execute and acknowledge in the undersigned?s
name and on the undersigned?s behalf, and file with the Securities
and Exchange Commission (?SEC?) a Form ID, including amendments thereto,
and any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the
SEC of reports required or considered advisable under Section 16(a) of
the Securities Exchange Act of 1934 (the ?Exchange Act?) or any rule or
regulation of the SEC;
2. prepare, execute, acknowledge, deliver and file with
the SEC, any national securities exchange or securities quotation
system and Laureate Education, Inc. (the ?Company?) any and all reports
(including any amendment thereto) of the undersigned required or
considered advisable under Section 16(a) of the Exchange Act and the
rules and regulations thereunder, with respect to the equity securities
of the Company, including Forms?3, 4 and 5;
3. seek or obtain, as the undersigned?s representative
and on the undersigned?s behalf, information regarding transactions
in the Company?s equity securities from any third party, including
the Company and any brokers, dealers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such third party
to release any such information to the Attorney-in-Fact;
4. perform any and all other acts which in the discretion
of such Attorney-in-Fact are necessary or desirable for and on behalf
of the undersigned in connection with the foregoing.
The undersigned acknowledges that:
(a) this Limited Power of Attorney authorizes, but does not
require, the Attorney-in-Fact to act at his or her discretion on information
provided to such Attorney-in-Fact without independent verification of such
information;
(b) any documents prepared or executed by the Attorney-in-Fact
on behalf of the undersigned pursuant to this Limited Power of Attorney will
be in such form and will contain such information as the Attorney-in-Fact,
in his or her discretion, deems necessary or desirable;
(c) neither the Company nor the Attorney-in-Fact assumes any
liability for the undersigned?s responsibility to comply with the requirements
of Section 16 of the Exchange Act, any liability of the undersigned for any
failure to comply with such requirements, or any liability of the undersigned
for disgorgement of profits under Section 16(b) of the Exchange Act; and
(d) this Limited Power of Attorney does not relieve the undersigned
from responsibility for compliance with the undersigned?s obligations under
Section 16 of the Exchange Act, including, without limitation, the reporting
requirements under Section 16(a) of the Exchange Act.
The undersigned hereby grants to the Attorney-in-Fact full power and
authority to do and perform each and every act and thing requisite, necessary
or convenient to be done in connection with the foregoing, as fully, to all
intents and purposes, as the undersigned might or could do in person, hereby
ratifying and confirming all that the Attorney-in-Fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by authority
of this Limited Power of Attorney.
This Limited Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms?3, 4 or 5 with
respect to the undersigned?s holdings of and transactions in equity
securities of the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the Attorney-in-Fact.
IN WITNESS WHEREOF, the undersigned has executed this Limited Power of
Attorney as of May 13, 2020.
Signature: /s/ Brian F. Carroll
Print Name: Brian F. Carroll