0001127602-19-000689.txt : 20190103
0001127602-19-000689.hdr.sgml : 20190103
20190103162459
ACCESSION NUMBER: 0001127602-19-000689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broker Neel
CENTRAL INDEX KEY: 0001725127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38002
FILM NUMBER: 19505849
MAIL ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC.
CENTRAL INDEX KEY: 0000912766
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 521492296
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 S. EXETER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4108436100
MAIL ADDRESS:
STREET 1: 650 S. EXETER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC
DATE OF NAME CHANGE: 19930929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-12-31
0000912766
LAUREATE EDUCATION, INC.
LAUR
0001725127
Broker Neel
650 S. EXETER STREET
12TH FLOOR
BALTIMORE
MD
21202
1
CEO EMEAA
Class A Common Stock
2018-12-31
4
C
0
1448
0
A
16816
D
Class A Common Stock
2018-12-31
4
F
0
638
14.82
D
16178
D
Class A Common Stock
2018-12-31
4
F
0
822
14.82
D
15356
D
Restricted Stock Units
2018-12-31
4
M
0
1448
0
D
Class B Common Stock
1448
1449
D
Class B Common Stock
2018-12-31
4
M
0
1448
0
A
Class A Common Stock
1448
3295
D
Class B Common Stock
2018-12-31
4
C
0
1448
0
D
Class A Common Stock
1448
1846
D
Shares withheld from vesting of Restricted Stock Units originally reported at footnote 4 of the reporting person's Form 3 in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange.
Shares withheld from vesting of Restricted Stock Units originally granted on March 7, 2018 (having been previously reported as shares of Class A Common Stock on the reporting person's Form 4 filed on March 9, 2018) in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. These RSUs are vesting in three equal annual installments on each of
December 31, 2018, December 31, 2019, and December 31, 2020, subject to the reporting person's continued employment with the Company.
As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc.
Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.
/s/ Sean P. Mulcahy, Attorney-in-Fact
2019-01-03