0001127602-18-021408.txt : 20180619 0001127602-18-021408.hdr.sgml : 20180619 20180619164436 ACCESSION NUMBER: 0001127602-18-021408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180617 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berckemeyer Ricardo M. CENTRAL INDEX KEY: 0001696046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38002 FILM NUMBER: 18907650 MAIL ADDRESS: STREET 1: 9 ARDSLEY WAY CITY: SIMSBURY STATE: CT ZIP: 06070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-06-17 0000912766 LAUREATE EDUCATION, INC. LAUR 0001696046 Berckemeyer Ricardo M. 650 S. EXETER STREET, 12TH FLOOR BALTIMORE MD 21202 1 President & COO Class A Common Stock 2018-06-17 4 C 0 16231 0 A 75626 D Performance Share Units 2018-06-17 4 M 0 8642 0 D Class B Common Stock 8642 0 D Class B Common Stock 2018-06-17 4 M 0 8642 0 A Class A Common Stock 8642 8642 D Restricted Stock Units 2018-06-17 4 M 0 21607 0 D 2018-06-17 Class B Common Stock 21607 0 D Class B Common Stock 2018-06-17 4 M 0 21607 0 A Class A Common Stock 21607 30249 D Class B Common Stock 2018-06-17 4 F 0 14018 0 D Class A Common Stock 14018 16231 D Class B Common Stock 2018-06-17 4 C 0 16231 0 D Class A Common Stock 16231 0 D Each Performance Share Unit ("PSU") represents the right to receive one share of Class B Common Stock of the Company. As previously reported in footnote 6 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, these PSUs were to vest upon the achievement by the Company of the applicable financial metrics, subject to the reporting person's continued employment with the Company, through June 17, 2018. Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. As previously reported at footnote 7 of the reporting person's Form 3, each Restricted Stock Unit ("RSU") represents the right to receive one share of the Class B Common Stock of the Company and was issuable as shares of Class B Common Stock provided the reporting person remained employed through June 17, 2018. On the trading day immediately prior to June 17, 2018, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.63. On June 18, 2018, 14,018 shares of the Company's Class B Common Stock otherwise issueable upon the vesting of the RSUs and PSUs reported herein were forfeited to pay the applicable withholding taxes due in connection with these vestings. /s/ Sean P. Mulcahy, Attorney-in-Fact 2018-06-19