0001127602-17-027527.txt : 20170915 0001127602-17-027527.hdr.sgml : 20170915 20170915180328 ACCESSION NUMBER: 0001127602-17-027527 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170614 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Darmon Tal CENTRAL INDEX KEY: 0001696208 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38002 FILM NUMBER: 171088747 MAIL ADDRESS: STREET 1: 650 SOUTH EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2017-06-14 2017-06-16 0000912766 LAUREATE EDUCATION, INC. LAUR 0001696208 Darmon Tal 650 S. EXETER STREET 12TH FLOOR BALTIMORE MD 21202 1 Chief Accounting Officer Employee Stock Option (right to buy) 17.89 2017-06-14 4 A 0 3712 0 A 2027-06-14 Class A Common Stock 3712 3712 D Employee Stock Option (right to buy) 17.89 2017-06-14 4 A 0 4454 0 A 2027-06-14 Class A Common Stock 4454 8166 D Subject to the reporting person's continued employment with the Company, these options will become exercisable in three equal annual installments beginning on December 31, 2017. The options reported herein were previously reported on the Reporting Person's Form 4 filed on 6/16/2017. That Form 4 omitted the options' expiration date which is being added by this amendment. On June 14, 2017 the reporting person was granted options to purchase 4,454 shares of Class A Common Stock. Subject to the reporting person's continued employment with the Company (A) one-third of the options will become exercisable if the Company achieves the applicable adjusted EBITDA target in accordance with the Company's 2013 Long-Term Incentive Plan and pursuant to the applicable award agreement (the "Adjusted EBITDA Target") with respect to fiscal year 2018, and (B) two-thirds of the options will become exercisable if the Company achieves the Adjusted EBITDA Target with respect to fiscal year 2019. Includes 3,712 options that become exercisable in equal annual installments beginning on December 31, 2017, as described in footnote 1 above and 4,454 options that become exercisable if the Company achieves the applicable Adjusted EBITDA Target with respect to fiscal year 2018 and fiscal year 2019, as described in footnote 3. /s/ Sean P. Mulcahy, Attorney-in-Fact 2017-09-15