0001104659-20-061865.txt : 20200514 0001104659-20-061865.hdr.sgml : 20200514 20200514211701 ACCESSION NUMBER: 0001104659-20-061865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOEHN SARIC RULDOLF CHRISTOPHER CENTRAL INDEX KEY: 0001011193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38002 FILM NUMBER: 20880206 MAIL ADDRESS: STREET 1: C/O STERLING PARTNERS STREET 2: 401 NORTH MICHIGAN AVENUE, SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 a4.xml 4 X0306 4 2020-05-12 0 0000912766 LAUREATE EDUCATION, INC. LAUR 0001011193 HOEHN SARIC RULDOLF CHRISTOPHER C/O STERLING PARTNERS 401 N. MICHIGAN AVE., SUITE 3300 CHICAGO IL 60611 1 0 1 0 Class A Common Stock 2020-05-12 4 A 0 3405 0 A 3405 I See footnotes. Class A Common Stock 32764 I See footnotes. Restricted Stock Units 2020-05-12 4 A 0 10215 0 A 10215 I See footnotes. Represents a grant made to Steven M. Taslitz as part of the 2020 annual retainer for non-employee director service on the board of directors (the "Board") of Laureate Education, Inc. ("Laureate"). Pursuant to an agreement (the "Founders' Agreement") among Mr. Taslitz, Douglas L. Becker, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. In light of the Founders' Agreement, each of Messrs. Becker, Hoehn-Saric and Taslitz may be deemed to indirectly beneficially own a portion of the equity securities of Laureate so issued to any of the other Sterling Founders and, as applicable, has made a separate Form 4 filing with respect thereto. Represents shares of Class A Common Stock of Laureate held by Mr. Becker that are subject to the Founders' Agreement. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of Laureate. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2020, provided that Mr. Taslitz continues to serve as a director on the Board. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. The reporting person may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Taslitz currently serves on the Board /s/ M. Avi Epstein, attorney-in-fact for R. Christopher Hoehn-Saric 2020-05-14