-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8IN2u2e0HlvCYVnTeRz6g5onvi2SJ2L/pz76KdM0CYw7fDLbYs4w+zdUFnFMNMD 730uhcfCq89UykZjXsLGHA== 0001072473-04-000002.txt : 20040203 0001072473-04-000002.hdr.sgml : 20040203 20040203113710 ACCESSION NUMBER: 0001072473-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER DOUGLAS L CENTRAL INDEX KEY: 0001072473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 04561516 BUSINESS ADDRESS: STREET 1: C/O 650 DUNDEE ROAD STREET 2: SUITE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474804000 MAIL ADDRESS: STREET 1: C/O 650 DUNDEE ROAD STREET 2: SUITE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0 0000912766 SYLVAN LEARNING SYSTEMS INC slvn 0001072473 BECKER DOUGLAS L 1001 FLEET STREET 5TH FLOOR BALTIMORE MD 21202 1 1 0 0 Chairman and CEO Common Stock 111786 D Common Stock 104529 I Grantor Retained Annuity Trusts Options 4.89 2004-02-02 4 S 0 4500 30.05 D 2005-08-25 Common Stock 4500 205000 D Options 4.89 2004-02-02 4 S 0 2000 30.2 D 2005-08-25 Common Stock 2000 203000 D Options 4.89 2004-02-02 4 S 0 2000 30.25 D 2005-08-25 Common Stock 2000 201000 D Options 4.89 2004-02-02 4 S 0 2000 30.5 D 2005-08-25 Common Stock 2000 199000 D Options 4.89 2004-02-02 4 S 0 2000 30.7 D 2005-08-25 Common Stock 2000 197000 D Options 3.59 2009-12-01 Common Stock 605683 605683 D Options 19.43 2011-12-14 Common Stock 100000 100000 D Options 7.5 2005-12-13 Common Stock 105750 105750 D Options 13.55 2006-03-29 Common Stock 697500 697500 D Options 24.33 2008-04-01 Common Stock 630000 630000 D Options 31.25 2008-05-22 Common Stock 100000 100000 D Options 28.67 2008-02-24 Common Stock 52328 52328 D TOTAL OPTIONS Common Stock 2488261 2488261 D All options are currently exercisable. Various vesting dates. The exercise is contingent upon the Issuer's achievement of defined EPS performance/growth over base periods. As of 2/3/2004, this reporting person owns a grand total of 2,488,261 stock options @ various prices and expiration dates, as reported in the previous footnotes. Options were sold pursuant to a 10b5-1 plan. Douglas Becker 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----