-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUC164xoPDgzXftaHFsTdJomNbr7dpsdO9uuyV/qJEC8bpem26hWz1Blat/yYHlj Ypb1a2E75ulBByBLTfJ0TA== 0001072473-03-000003.txt : 20031030 0001072473-03-000003.hdr.sgml : 20031030 20031030173859 ACCESSION NUMBER: 0001072473-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031028 FILED AS OF DATE: 20031030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER DOUGLAS L CENTRAL INDEX KEY: 0001072473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 03967641 BUSINESS ADDRESS: STREET 1: C/O 650 DUNDEE ROAD STREET 2: SUITE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474804000 MAIL ADDRESS: STREET 1: C/O 650 DUNDEE ROAD STREET 2: SUITE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-28 0 0000912766 SYLVAN LEARNING SYSTEMS INC slvn 0001072473 BECKER DOUGLAS L 1001 FLEET STREET BALTIMORE MD 21202 1 1 0 0 Chairman and CEO Common Stock 2003-10-28 4 S 0 29628 29.5376 D 178274 I Grantor retained annuity trusts (GRATs) Common Stock 2003-10-29 4 S 0 59000 29.2973 D 119274 I GRATs Common stock 2003-10-30 4 S 0 11372 28.9615 D 107902 I GRATs Common Stock 111786 D Options 3.59 1999-12-01 2009-12-01 Options 605683 605683 D Options 4.89 2005-08-25 Options 230000 230000 D Options 19.43 2011-12-14 Options 100000 100000 D Options 7.5 2005-12-13 Options 105750 105750 D Options 13.55 2006-03-29 Options 697500 697500 D Options 24.33 2008-04-01 Options 630000 630000 D Options 28.67 2008-02-24 Options 53328 53328 D Options 31.25 2008-05-22 Options 100000 100000 D All options are currently exercisable. Various vesting dates. The exercise is contingent upon the Issuer's achievement of defined EPS performance/growth over base periods. Reporting Person currently owns a grand total of 2,522,261 stock options @ various exercise prices as reported here. Douglas L. Becker 2003-10-30 -----END PRIVACY-ENHANCED MESSAGE-----