-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TidHn4LOVlfcWW3CPmJFQ/GJyeTWJShyc27atn590urGYcnzwNIHspDAtdvIBb1J insGjoROqhTfC4Dcq/wqTw== 0001058707-04-000010.txt : 20041027 0001058707-04-000010.hdr.sgml : 20041027 20041027130233 ACCESSION NUMBER: 0001058707-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041026 FILED AS OF DATE: 20041027 DATE AS OF CHANGE: 20041027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS WILLIAM C CENTRAL INDEX KEY: 0001058707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 041098803 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-26 0 0000912766 LAUREATE EDUCATION, INC. laur 0001058707 DENNIS WILLIAM C 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 President, Latin America Ops. Common Stock 2004-10-26 2004-10-21 4 S 0 5000 40 D 53000 D Restricted Common Stock 54000 D TOTAL COMMON STOCK 107000 D Options 5.95 2011-10-01 Common Stock 84598 84598 D Options 5.95 2012-01-02 Common Stock 15178 15178 D Options 17.54 2013-04-30 Common Stock 120000 120000 D TOTAL OPTIONS Common Stock 219776 219776 D 10/21/2004 is the trade date; 10/26/2004 is the transaction settlement date. Sale is pursuant to a 10b5-1 plan All shares are nonvested & forfeitable. Next incremental vesting will occur on 4/30/2005. Shares will be fully vested by 4/30/2007. Represents all shares, including nonvested restricted shares. All options vested and currently exercisable. 25% of the options vested on 4/30/2004. Remaining unvested options vest @ 25% and will be 100% vested on 4/30/2007. Various (see each line). Represents TOTAL STOCK OPTIONS. William C. Dennis 2004-10-27 -----END PRIVACY-ENHANCED MESSAGE-----