-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTQ45RJHeSECQrqoGTNLR0h1x/4+a9sQ5yRhtyAAV7IBpRwnMAjYzFhBRshSjkSb Cwf2ZEmSHw5E735G2neVIg== 0001058707-04-000009.txt : 20040930 0001058707-04-000009.hdr.sgml : 20040930 20040930162221 ACCESSION NUMBER: 0001058707-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040928 FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS WILLIAM C CENTRAL INDEX KEY: 0001058707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 041055492 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-28 0 0000912766 LAUREATE EDUCATION, INC. laur 0001058707 DENNIS WILLIAM C 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 President, Latin America Ops. Common Stock 2004-09-28 2004-09-20 4 J 0 30000 5.95 A 63000 D Common Stock 2004-09-28 4 S 0 5000 38 D 58000 D Restricted Common Stock 54000 D TOTAL COMMON STOCK 112000 D Options 5.95 2004-09-28 2004-09-20 4 J 0 30000 5.95 D 2011-10-01 Common Stock 30000 84598 D Options 5.95 2012-01-02 Common Stock 15178 15178 D Options 17.54 2013-04-30 Common Stock 120000 120000 D TOTAL OPTIONS Common Stock 219776 219776 D On 9/20/2004, a stock option exercise was initiated for the purchase and hold of stock shares. Exercise and hold on 9/20/2004 of non-qualified stock options granted on 10/1/2001 at a grant price of $5.95. All shares are nonvested & forfeitable as of the restricted grant agreement date of 4/30/2003. These shares will vest on each anniversary and will be 100% fully vested and nonforfetiable on 4/30/2007. Represents all shares, including nonvested, restricted shares. Sale pursuant to a 10b5-1 plan All options vested and currently exercisable. 25% of the options vested on 4/30/2004. Remaining unvested options vest @ 25% - will be 100% vested on 4th anniversary of grant date. Various(see each line item). Represents TOTAL STOCK OPTIONS. William C. Dennis 2004-09-30 -----END PRIVACY-ENHANCED MESSAGE-----