-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PshokqD/Bn2blYWQHWI2q86cRUhjtM1VaptbRd8MO0ySmbJdlFV07jV8SsUX8d8w V7IjZYsB0joLLhtc4TUaPA== 0001058707-04-000004.txt : 20040315 0001058707-04-000004.hdr.sgml : 20040315 20040315103443 ACCESSION NUMBER: 0001058707-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040311 FILED AS OF DATE: 20040315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS WILLIAM C CENTRAL INDEX KEY: 0001058707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 04668004 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-11 0 0000912766 SYLVAN LEARNING SYSTEMS INC slvn 0001058707 DENNIS WILLIAM C 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 President latin America Ops. Common Stock 2004-03-11 4 S 0 1000 29.12 D 49000 D Common Stock 2004-03-11 4 S 0 600 29.06 D 48400 D Common Stock 2004-03-11 4 S 0 900 29.08 D 47500 D Common Stock 2004-03-11 4 S 0 1000 29.01 D 46500 D Common Stock 2004-03-11 4 S 0 1500 29.02 D 45000 D Restricted Common Stock 72000 D Options 5.95 2011-10-01 Common Stock 114598 114598 D Options 5.95 2012-01-02 Common Stock 15178 15178 D Options 17.54 2013-04-30 Common Stock 120000 120000 D TOTAL OPTIONS Common Stock 249776 249776 D All shares are nonvested & forfeitable as of grant date of 4/30/03. 25% will vest and become nonforfeitable on each anniversary of the grant date. 100% of the shares will be vested and nonforfeitable on 4th anniversary of grant date. Various exercisable dates: 33% exercisable on 10/1/02 33% exercisable on 9/16/03 34% exercisable on 10/1/04 Various exercisable dates: 33% exercisable on 1/2/03 33% exercisable on 9/16/03 34% exercisable on 1/2/05 Options vest in increments of 25% on 1st anniversary-will be 100% vested on 4th anniversary. Various. Represents TOTAL OPTIONS as of 3/15/04. William C. Dennis 2004-03-15 -----END PRIVACY-ENHANCED MESSAGE-----