-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QXwgrlw5EBixckfHHL1gudmS036vh6Pb+Wy/FEmFR/J5llgz0ni4va/3eo5MNSWM RiV4bgYruF++vV+bLHjpIw== 0001058707-04-000002.txt : 20040121 0001058707-04-000002.hdr.sgml : 20040121 20040121171148 ACCESSION NUMBER: 0001058707-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS WILLIAM C CENTRAL INDEX KEY: 0001058707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 04535736 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-20 0 0000912766 SYLVAN LEARNING SYSTEMS INC slvn 0001058707 DENNIS WILLIAM C 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 President Latin America Ops. Restricted Common Stock 72000 D Stock Options 5.95 2011-10-01 Common Stock 134598 134598 D Stock Options 5.95 2004-01-15 2004-01-20 4 M 0 10000 30.56 D 2012-01-02 Common Stock 10000 15178 D Stock Options 5.95 2013-04-30 Common Stock 120000 120000 D Stock Options 5.95 Common Stock 269776 269776 D All of the shares are currently nonvested and forfeitable as of the Grant Date of 4-30-2003. 25% of the shares will vest and become nonforfeitable on each anniversary of the Grant Date such that 100% of the shares will be vested and nonforfeitable on the fourth anniversary of the Grant Date. Various vesting dates: 33% exercisable 10/01/2002 33% exercisable 09/16/2003 (date agreement fully-executed) 34% exercisable 10/01/2004 Various vesting dates: 33% exercisable 01/02/2003 33% exercisable 09/16/2003 (date agreement fully-executed) 34% exercisable 01/02/2005 Options will vest in increments of 20% beginning on the 1st annviersary and will become 100% vested on the 5th anniversary. Represents all options owned. There are 3 option grants, each having various exercise and expiration dates (see above footnotes 2, 3 and 4). William C. Dennis 2004-01-21 -----END PRIVACY-ENHANCED MESSAGE-----