-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CSPDE6+CWIO2irysvgd8P20Dx0m0dfLp9LDszJJf0/S6fMDyyonia6dBFyp6VIml 5F9Js409bUGFbKvpC++2yw== 0001058707-03-000002.txt : 20031106 0001058707-03-000002.hdr.sgml : 20031106 20031106161605 ACCESSION NUMBER: 0001058707-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031028 FILED AS OF DATE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS WILLIAM C CENTRAL INDEX KEY: 0001058707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 03982542 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-28 0 0000912766 SYLVAN LEARNING SYSTEMS INC slvn 0001058707 DENNIS WILLIAM C 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 President Latin America Operat Restricted Common Stock 72000 D Common Stock 2003-10-28 4 S 0 100 29.81 D 19900 D Common Stock 2003-10-28 4 S 0 3100 29.8 D 16800 D Common Stock 2003-10-28 4 S 0 700 29.84 D 16100 D Common Stock 2003-10-28 4 S 0 400 29.85 D 15700 D Common Stock 2003-10-28 4 S 0 100 29.87 D 15600 D Common Stock 2003-10-28 4 S 0 600 29.88 D 15000 D Common Stock 2003-11-03 4 S 0 4200 29.08 D 10800 D Common Stock 2003-11-03 4 S 0 700 29.09 D 10100 D Common Stock 2003-11-03 4 S 0 500 29.08 D 9600 D Common Stock 2003-11-03 4 S 0 5000 29 A 4600 D Common Stock 2003-11-03 4 S 0 4600 29.8 A 0 D Stock Options 5.95 2011-10-01 Common Stock 134598 134598 D Stock Options 5.95 2012-01-02 Common Stock 45178 179776 D All of the shares are currently nonvested and forfeitable as of the Grant Date of 4-30-03. 25% of the shares will vest and become nonforfeitable on each anniversary of the Grant Date such that 100% of the shares will be vested and nonforfeitable on the fourth anniversary of the Grant Date. Various vesting dates: 33% exercisable 10/1/02 33% exercisable on signature of stock option agreement - 9/16/03 34% exercisable 10/01/04 Various vesting date: 33% exercisable 1/2/03 33% exercisable on signature of stock option agreement - 9/16/03 34% exercisable 1/2/05 William C. Dennis 2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----