-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSMuC/5fqZJGftLYS4UvOca0GXC+TX0BRehnV+JYQGa8OkdmLhTreElwIXED2xib o44Wf8U4PTsYeZdJNAUN3w== 0001005477-07-004854.txt : 20070910 0001005477-07-004854.hdr.sgml : 20070910 20070910090734 ACCESSION NUMBER: 0001005477-07-004854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070817 FILED AS OF DATE: 20070910 DATE AS OF CHANGE: 20070910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOEHN SARIC RULDOLF CHRISTOPHER CENTRAL INDEX KEY: 0001011193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 071107626 BUSINESS ADDRESS: BUSINESS PHONE: 8474804000 MAIL ADDRESS: STREET 1: C/O 650 DUNDEE ROAD STREET 2: SUITE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 edgar123.xml FORM 4 X0202 4 2007-08-17 1 0000912766 LAUREATE EDUCATION, INC. LAUR 0001011193 HOEHN SARIC RULDOLF CHRISTOPHER 1001 FLEET STREET BALTIMORE MD 21202 1 0 0 0 Common Stock 2007-08-17 4 S 0 320708 60.50 D 0 D options (rt to buy) 24.33 2007-08-17 4 D 0 252000 35.17 D common stock 252000 0 D options (rt to buy) 28.67 2007-08-17 4 D 0 52328 31.83 D common stock 52328 0 D options (rt to buy) 31.25 2007-08-17 4 D 0 100000 29.25 D common stock 100000 0 D options (rt to buy) 3.59 2007-08-17 4 D 0 605683 56.91 D common stock 605683 0 D options (rt to buy) 29.63 2007-08-17 4 D 0 6500 30.87 D common stock 6500 0 D options (rt to buy) 44.18 2007-08-17 4 D 0 6500 15.32 D common stock 6500 0 D Options (rt to buy) 50.61 2007-08-17 4 D 0 6500 9.89 D Common Stock 6500 0 D Options (rt to buy) 48.78 2007-08-17 4 D 0 6500 11.72 D Common Stock 6500 0 D Immediately prior to the merger of L Curve Sub Inc. with and into the Issuer on August 17, 2007, Mr. Hoehn-Saric sold his 320,708 shares to Wengen Alberta, Limited Partnership, in exchange for partnership interests in Wengen valued at the product of 320,708 multiplied by $60.50. Wengen was the Parent of L Curve and, upon the effectiveness of the Merger became the sole shareholder of the Issuer. Upon the effectiveness of the merger of L Curve Sub Inc. with and into the Issuer on August 17, 2007, all outstanding options of the Issuer were cancelled. In connection with the merger, the Issuer adopted a Deferred Compensation Plan for Mr. Hoehn-Saric, the value of which was equal to (A)the total number of options held by Mr. Hoehn-Saric at the time of the merger multiplied by $60.50 minus (B) the aggregate exercise price of all of the options held by Mr Hoehn-Saric at the time of the merger. R. Christopher Hoehn-Saric 2007-09-10 -----END PRIVACY-ENHANCED MESSAGE-----