-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAsIs001VFWZ4V+oSw0aWpC8w61kke648tCDHQQVjqTVS8BcDRK3QidFA6KSpC7+ QsBgLgRlj1LS2e3sYH6p0Q== 0001005477-07-004616.txt : 20070822 0001005477-07-004616.hdr.sgml : 20070822 20070822163336 ACCESSION NUMBER: 0001005477-07-004616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070712 FILED AS OF DATE: 20070822 DATE AS OF CHANGE: 20070822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nickel Daniel CENTRAL INDEX KEY: 0001331143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 071073260 BUSINESS ADDRESS: BUSINESS PHONE: 410-843-8000 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 650 S. EXETER STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4 1 edgar123.xml FORM 4 X0202 4 2007-07-12 1 0000912766 LAUREATE EDUCATION, INC. LAUR 0001331143 Nickel Daniel 650 SOUTH EXETER STREET BALTIMORE MD 21202 0 1 0 0 EVP, Corporate Operations Common Stock 2007-07-12 4 F 0 7416 61.95 D 22584 D Common Stock 2007-08-17 4 S 0 12584 62 D 10000 D Common Stock 2007-08-17 4 S 0 10000 62 D 0 D Common Stock 2007-08-17 4 J 0 135076 4.59 A 135076 D Stock options (rt to buy) 45.88 2007-08-17 4 D 0 20000 16.12 D Common stock 20000 0 D Stock options (rt to buy) 46.38 2007-08-17 4 D 0 40000 15.62 D Common Stock 40000 0 D On July 12, 2007, 7,416 shares of Issuer stock then held by Mr. Nickel was cancelled to pay taxes due in connection with the vesting, upon change of control of the Issuer, of restricted stock of the Issuer held by Mr. Nickel. Immediately prior to the effectiveness of the merger of L Curve Sub Inc. with and into the Issuer, Mr. Nickel sold these shares to Wengen Alberta, Limited Partnership, the parent company of the Issuer, as of the effectiveness of the Merger. Immediately subsequent to the effectiveness of the merger Mr. Nickel was issued 135,076 shares of the Issuer. Based on post-merger capitalization of the Issuer, the 135,076 shares have a value to Mr. Nickel equivalent to the value of selling 10,000 shares at $62 per share. Upon the effectiveness of the merger of L Curve Sub Inc. with and into the Issuer on August 17, 2007, all vested and exercisable options to purchase shares of Issuer were cancelled in exchange for the holder's right to receive cash consideration for each option in an amount equal to the difference between $62 and the per option exercise price, which consideration will be paid to the holder on or before August 24, 2007. Upon change of control of the Issuer in July 2007, all options held by Mr. Nickel became vested and exercisable. Not applicable. Upon the effectiveness of the merger of L Curve Sub Inc. with and into the Issuer on August 17, 2007, all outstanding options of Issuer were cancelled. Daniel Nickel 2007-08-22 -----END PRIVACY-ENHANCED MESSAGE-----