-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCmpqctXAE3TOINIS3x/c5uGujX34+FXoekEy3b8okGtqTc/ZKJ2GnHW8xFnunVN sWOW3tHsSmKx4NoonjtJzQ== 0001005477-06-005221.txt : 20061024 0001005477-06-005221.hdr.sgml : 20061024 20061024114413 ACCESSION NUMBER: 0001005477-06-005221 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980527 FILED AS OF DATE: 20061024 DATE AS OF CHANGE: 20061024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZENTZ ROBERT W CENTRAL INDEX KEY: 0001242920 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 061159408 BUSINESS ADDRESS: STREET 1: SYLVAN LEARNING SYSTEMS INC STREET 2: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 4/A 1 edgar123.xml AMENDMENT TO FORM 4 X0202 4/A 1998-05-27 2005-02-01 0 0000912766 LAUREATE EDUCATION, INC. LAUR 0001242920 ZENTZ ROBERT W 1001 FLEET STREET BALTIMORE MD 21202 0 1 0 0 EVP, General Counsel Common Stock 2002-03-19 4 M 0 12500 15.25 A 13655 D Common Stock 2002-03-19 4 S 0 12500 26.11 D 1155 D Common Stock 2003-06-13 4 M 0 5000 11.43 A 6155 D Common Stock 2003-06-13 4 S 0 5000 22.286 D 1155 D Common Stock 2003-09-03 4 M 0 7500 15.25 A 8655 D Common Stock 2003-09-03 4 S 0 7500 29.687 D 1155 D Common Stock 2004-04-27 4 M 0 5000 11.43 A 6155 D Common Stock 2004-04-27 4 S 0 5000 37.17 D 1155 D Common Stock 2004-06-15 4 S 0 1155 38.93 D 0 D Common Stock 2004-10-27 4 M 0 2500 15.25 A 2500 D Common Stock 2004-10-27 4 S 0 2500 39.26 D 0 D Common Stock 2005-01-27 4 M 0 2500 15.25 A 2500 D Common Stock 2005-01-27 4 S 0 2500 43.534 D 0 D Common Stock 2005-05-17 4 M 0 2000 11.43 A 2000 D Common Stock 2005-05-17 4 S 0 2000 46.70 D 0 D Common Stock 2005-09-20 4 A 0 10000 0 A 10000 D Common Stock 2006-03-06 4 M 0 3000 11.43 A 13000 D Common Stock 2006-03-06 4 S 0 3000 53.18 D 10000 D Common Stock 2006-03-14 4 M 0 5000 11.43 A 15000 D Common Stock 2006-03-14 4 S 0 5000 54.00 D 10000 D Options (rt to buy) 29.00 1998-05-27 4 A 0 45000 0 A 2008-05-27 Common Stock 45000 45000 D Options (rt to buy) 15.25 2000-01-27 4 A 0 25000 0 A Common Stock 25000 70000 D Options (rt to buy) 19.43 2001-12-14 4 A 0 25000 0 A 2011-12-14 Common Stock 25000 95000 D Options (rt to buy) 15.25 2002-03-19 4 M 0 12500 0 D 2001-01-27 Common Stock 12500 82500 D Options (rt to buy) 11.43 2003-03-10 4 A 0 20000 0 A Common Stock 20000 102500 D Options (rt to buy) 17.54 2003-04-30 4 A 0 10000 0 A 2013-04-30 Common Stock 10000 112500 D Options (rt to buy) 11.43 2003-06-13 4 M 0 5000 0 D 2003-03-10 2013-03-10 Common Stock 5000 107500 D Options (rt to buy) 15.25 2003-09-03 4 M 0 7500 0 D 2002-03-27 2010-01-27 Common Stock 7500 100000 D Options (rt to buy) 11.43 2004-04-27 4 M 0 5000 0 D 2003-03-10 2013-03-10 Common Stock 5000 95000 D Options (rt to buy) 15.25 2004-10-27 4 M 0 2500 0 D 2002-01-27 2010-01-27 Common Stock 2500 92500 D Options (rt to buy) 46.37 2005-09-20 4 A 0 30000 0 A 2012-09-20 Common Stock 30000 118000 D TOTAL Options (rt to buy) Common Stock 110000 D All options are currently exercisable. Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Zentz's Form 3, filed on 10/24/2003. Acquisition of these options was never reported as a transaction. Rather ownership of that portion remaining unexercised on 10/24/03 was reported as a holding on Mr. Zentz's Form 3. All options have been sold as of the date of this filing. Currently 20,000 options are exercisable with the remaining 5,000 options vesting on 12/14/2006. Currently 6,000 options are exercisable with 2,000 options vesting and becoming exercisable on each of 4/30/2007 and 4/30/2008. Total represents options held after exercise of the 1) 2,500 shares on 1/27/2005 at a per share exercise price of $15.25, for which a Form 4 was filed on 2/1/2005; and 2) 2,000 shares on 5/17/2005 at a per share exercise price of $11.43, for which a Form 4 was filed on 5/20/2005. As of 9/30/2006, 7,500 options were vested and exercisable. An additional 1,875 options will vest on 12/31/2006 and at the end of each calendar quarter thereafter through 9/30/2009. These shares remain subject to forfeiture, with risk of forfeiture lapsing as to 2,500 shares on March 31, 2007, 2008, 2009 and 2010, assuming specific performance criteria are met as of those dates. N/A Represents options held after exercise of the 1) 3,000 shares on 3/6/2006 at a per share exercise price of $11.43, for which a Form 4 was filed on 3/8/2006; and 2) 5,000 shares on 3/14/2006 at a per share exercise price of $11.43, for which a Form 4 was filed on 3/14/2006. Includes 1,155 shares acquired prior to filing of Mr. Zentz's Form 3 on 10/24/03. Transaction occurred in connection with the exercise of options, for which a Form 4 was timely filed. Robert W. Zentz 2006-10-24 -----END PRIVACY-ENHANCED MESSAGE-----