-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ma0xtkQufUGzePXJEHCJhLiEdN9VnRK4AJoXaWl/iRBAcYXNwbebJlmmDSqVn0Go Ela6kB16rnrsY6W+xc2POA== 0001005477-06-004973.txt : 20061005 0001005477-06-004973.hdr.sgml : 20061005 20061005110834 ACCESSION NUMBER: 0001005477-06-004973 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010413 FILED AS OF DATE: 20061005 DATE AS OF CHANGE: 20061005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAUREATE EDUCATION, INC. CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108436100 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC DATE OF NAME CHANGE: 19930929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY RICHARD W CENTRAL INDEX KEY: 0001242916 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22844 FILM NUMBER: 061130119 BUSINESS ADDRESS: STREET 1: SYLVAN LEARNING SYSTEMS INC STREET 2: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4/A 1 edgar123.xml AMENDMENT TO FORM 4 X0202 4/A 2001-04-13 2004-03-10 0 0000912766 LAUREATE EDUCATION, INC. LAUR 0001242916 RILEY RICHARD W 1001 FLEET STREET BALTIMORE MD 21202 1 0 0 0 Common Stock 6000 D Options (right to buy) 19.00 2001-04-13 4 A 0 10000 0 A Common Stock 10000 10000 D Options (right to buy) 24.77 2002-06-06 4 A 0 5000 0 A 2012-06-06 Common Stock 5000 15000 D Options (right to buy) 23.13 2003-06-17 4 A 0 5000 0 A Common Stock 5000 20000 D Options (right to buy) 29.63 2014-01-03 Common Stock 6500 26500 D Options (right to buy) 44.18 2005-01-03 4 A 0 6500 0 A 2015-01-03 Common Stock 6500 23000 D Options (right to buy) 50.61 2006-01-03 4 A 0 6500 0 A 2013-01-03 Common Stock 6500 31000 D Total Options (right to buy) Common Stock 24500 D Currently 4,875 options are vested. The remaining options vest monthly and will be fully vested on 1/3/2007. Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Riley's Form 3, filed on 6/20/2003 and again on Mr. Riley's Form 4, filed on 3/10/2004. The exercise of all 10,000 options and the disposition of 4,000 of the shares acquired upon exercise was reported as a transaction on Mr. Riley's Form 4, filed on 12/29/2004. All options are currently vested and exercisable. Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Riley's Form 3, filed on 6/20/2003 and again on Mr. Riley's Form 4, filed on 3/10/2004. Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Riley's Form 3, filed on 6/20/2003 and again on Mr. Riley's Form 4, filed on 3/10/2004. The exercise of all of these options and the disposition of the shares acquired upon exercise was reported as a transaction on Mr. Riley's Form 4, filed on 3/20/2006. Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Riley's Form 4, filed on 3/20/2006. Represents the shares remaining after exercise of the 10,000 options acquired 4/13/2001, 4,000 of which were sold on 12/28/2004. Options were exercised on 12/28/2004, as reported on Mr. Riley's Form 4 filed on 12/29/04. Options were exercised on 3/17/2006, as reported on Mr. Riley's Form 4 filed on 3/20/2006. This represents the total number of options held after exercise and sale by Mr. Riley of 10,000 option shares reported on Mr. Riley's Form 4, filed on 12/29/04. Total options held after exercise and sale by Mr. Riley of 5,000 option shares reported on Mr. Riley's Form 4, filed on 3/20/2006. N/A Richard W. Riley 2006-10-05 -----END PRIVACY-ENHANCED MESSAGE-----