-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkMY+y1aSt+/qy4WHJQcZITW/hVNfv0IYOYfgAJzEOJS9VDoU2zVEA94o8ECQOQv NavF7VFTHBL4HQ+ohp08pg== 0000893877-06-000240.txt : 20061114 0000893877-06-000240.hdr.sgml : 20061114 20061114201352 ACCESSION NUMBER: 0000893877-06-000240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061110 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHNITZER STEEL INDUSTRIES INC CENTRAL INDEX KEY: 0000912603 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 930341923 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3200 NW YEON AVE STREET 2: P O BOX 10047 CITY: PORTLAND STATE: OR ZIP: 97210-0047 BUSINESS PHONE: 5032249900 MAIL ADDRESS: STREET 1: P O BOX 10047 CITY: PORTLAND STATE: OR ZIP: 97210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNITZER MARDI CENTRAL INDEX KEY: 0001249526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22496 FILM NUMBER: 061217705 BUSINESS ADDRESS: STREET 1: 3200 NW YEON AVENUE CITY: PORTLAND STATE: OR ZIP: 97210 BUSINESS PHONE: 5032249900 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-10 0000912603 SCHNITZER STEEL INDUSTRIES INC SCHN 0001249526 SCHNITZER MARDI 3200 NW YEON AVENUE PORTLAND OR 97210 0 0 1 0 Class A Common Stock 2006-11-10 4 C 0 31500 0 A 31500 I By Trust Class A Common Stock 2006-11-13 4 C 0 43500 0 A 43500 I By Voting Trust Class A Common Stock 2006-11-13 5 Z 0 43500 0 D 0 I By Voting Trust Class A Common Stock 2006-11-13 5 Z 0 43500 0 A 75000 I By Trust Class A Common Stock 2006-11-13 4 S 0 12200 40.0626 D 62800 I By Trust Class A Common Stock 2006-11-13 4 S 0 7400 40.0027 D 55400 I By Trust Class A C ommon Stock 2006-11-13 4 S 0 500 40.0154 D 54900 I By Trust Class A Common Stock 2006-11-13 4 S 0 13400 40.0054 D 41500 I By Trust Class A Common Stock 2006-11-13 4 S 0 10000 40.0236 D 31500 I By Trust Class A Common Stock 600 D Class A Common Stock 600 I See Note Class A Common Stock 600 I See Note Class B Common Stock Class A Common Stock 45000 45000 I By Trust Class B Common Stock 2006-11-10 4 C 0 31500 0 D Class A Common Stock 31500 319533 I By Voting Trust Class B Common Stock 2006-11-13 4 C 0 43500 0 D Class A Common Stock 43500 276033 I By Voting Trust Class B Common Stock Class A Common Stock 23074 23074 I By Voting Trust Class B Common Stock Class A Common Stock 23074 23074 I By Voting Trust Converted through exchange with another Schnitzer family member of voting trust certificates representing 31,500 shares of Class B Common Stock for 31,500 shares of Class A Common Stock consistent with the terms of the Schnitzer Steel Industries, Inc. 2001 Restated Voting Trust and Buy-Sell Agreement. Shares held by Mardi S. Spitzer, as custodian under Oregon Uniform Transfers to Minors Act F/B/O David R. Lippman. Shares are held by Mardi S. Spitzer, as custodian under Oregon Uniform Transfers to Minors Act F/B/O Marc A. Lippman. Voting trust certificates or shares, as the case may be, are held by Mardi S. Schnitzer Family Trust U/A/D 9/17/97, Mardi S. Spitzer, Trustee (the "Mardi Trust"). Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date. Voting trust certificates or shares, as the case may be, are held by Mardi Spitzer, Trustee for Mardi Spitzer, et al, under Trust Agreement dated January 30, 1970. Voting trust certificates or shares, as the case may be, are held by Mardi S. Spitzer, Family Trustee, and Rita S. Philip and Gayle S. Romain, Independent Trustees, U/A/D December 22, 1994 F/B/O David R. Lippman. Voting trust certificates or shares, as the case may be, are held by Mardi S. Spitzer, Family Trustee, and Rita S. Philip and Gayle S. Romain, Independent Trustees, U/A/D December 22, 1994 F/B/O Marc A. Lippman. Richard C. Josephson, Attorney-in-Fact 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----