-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEgMttWmSvmg+yJJ3ZqafWONFn6QGDWzvCgEPh08BNLoiN/CDowSxROxzndwM0wx SmIQkxti5oSfteFfGLHNZQ== 0000893877-04-000303.txt : 20041119 0000893877-04-000303.hdr.sgml : 20041119 20041119162126 ACCESSION NUMBER: 0000893877-04-000303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041117 FILED AS OF DATE: 20041119 DATE AS OF CHANGE: 20041119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILIP RITA S CENTRAL INDEX KEY: 0001249504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22496 FILM NUMBER: 041158162 BUSINESS ADDRESS: STREET 1: 3200 NW YEON AVENUE CITY: PORTLAND STATE: OR ZIP: 97210 BUSINESS PHONE: 5032249900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILIP ROBERT W CENTRAL INDEX KEY: 0001032738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22496 FILM NUMBER: 041158163 BUSINESS ADDRESS: STREET 1: 3200 NW YEON AVE. CITY: PORTLAND STATE: OR ZIP: 97210 BUSINESS PHONE: 5032949500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHNITZER STEEL INDUSTRIES INC CENTRAL INDEX KEY: 0000912603 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 930341923 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3200 NW YEON AVE STREET 2: P O BOX 10047 CITY: PORTLAND STATE: OR ZIP: 97210-0047 BUSINESS PHONE: 5032249900 MAIL ADDRESS: STREET 1: P O BOX 10047 CITY: PORTLAND STATE: OR ZIP: 97210 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-17 0000912603 SCHNITZER STEEL INDUSTRIES INC SCHN 0001032738 PHILIP ROBERT W 3200 NW YEON AVENUE PORTLAND OR 97210 1 1 1 0 President 0001249504 PHILIP RITA S 3200 NW YEON AVENUE PORTLAND OR 97210 0 0 1 0 Class A Common Stock 150 I See Note Class A Common Stock 15000 I By Trust Class A Common Stock 2004-11-17 4 M 0 16115 8.0833 A 16115 D Class A Common Stock 2004-11-17 4 M 0 3885 8.0833 A 20000 D Class A Common Stock 2004-11-17 4 S 0 20000 35.00 D 0 D Class B Common Stock Class A Common Stock 380100 380100 I By Voting Trust Class B Common Stock Class A Common Stock 49711 49711 I By Voting Trust Class B Common Stock Class A Common Stock 24730 24730 I By Voting Trust Class B Common Stock Class A Common Stock 231941 231941 I By Voting Trust Option to Buy 8.0833 2004-11-17 4 M 0 16115 0 D 2006-06-14 Class A Common Stock 16115 0 D Option to Buy 8.0833 2004-11-17 4 M 0 3885 0 D 2008-06-24 Class A Common Stock 3885 59577 D All amounts set forth in this Form 4 give effect to a 3-for-2 stock split effected on March 25, 2004 and a 2-for-1 stock split effected on August 14, 2003. Shares are held by Robert W. Philip, as custodian under Oregon Uniform Transfers to Minors Act, F/B/O Joshua Henry Philip. Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date. Voting trust certificates are held by Rita S. Philip and Robert W. Philip, as Co-Trustees under Trust Agreement with Rita S. Philip dated 4/21/93. Voting trust certificates are held by Rita S. Philip, Family Trustee, and Jill Schnitzer Edelson, Independent Trustee, U/A/D December 22, 1994, F/B/O Joshua Henry Philip. Voting trust certificates are held by Rita S. Philip, Family Trustee, and Jill Schnitzer Edelson, Independent Trustee, U/A/D December 22, 1994, F/B/O Michele Babette Philip. Voting trust certificates or shares, as the case may be, are held by Gayle S. Romain and Rita S. Philip, Trustees of Gayle S. Romain Family Trust U/A/D October 9, 1995. The option was granted for 63,129 shares on 6/14/96 and became exercisable for 20% of the shares on each of the first five anniversaries of the grant date. The option was granted for 63,462 shares on 6/24/98 and became exercisable for 20% of the shares on each of the first five anniversaries of the grant date. Shares were sold pursuant to a pre-established Rule 10b5-1 plan. Ilene Dobrow Davidson, Attorney-In-Fact 2004-11-17 -----END PRIVACY-ENHANCED MESSAGE-----